DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main as of Dec. 31, 2019

Portfolio Holdings for DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main holds 837 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 4.4 $1.8B 6.3M 290.94
Microsoft Corporation (MSFT) 4.3 $1.8B 11M 157.70
iShares S&P 500 Index (IVV) 4.0 $1.7B 5.2M 323.23
iShares MSCI ACWI Index Fund (ACWI) 3.8 $1.6B 20M 79.30
Linde 3.4 $1.4B 6.6M 213.12
Alphabet Inc Class A cs (GOOGL) 3.3 $1.4B 1.0M 1339.33
JPMorgan Chase & Co. (JPM) 3.0 $1.2B 9.0M 138.63
Bank of America Corporation (BAC) 2.3 $944M 27M 35.22
Procter & Gamble Company (PG) 2.0 $833M 6.6M 125.93
Alibaba Group Holding (BABA) 1.9 $789M 3.7M 212.91
Visa (V) 1.9 $768M 4.1M 187.72
MasterCard Incorporated (MA) 1.6 $685M 2.3M 298.61
Aon 1.5 $635M 3.1M 207.64
NVIDIA Corporation (NVDA) 1.5 $622M 2.7M 234.22
United Technologies Corporation 1.5 $607M 4.0M 149.95
UnitedHealth (UNH) 1.3 $555M 1.9M 293.90
Boston Scientific Corporation (BSX) 1.3 $545M 12M 44.99
Merck & Co (MRK) 1.3 $545M 6.0M 91.05
Danaher Corporation (DHR) 1.2 $504M 3.3M 152.84
Anthem (ELV) 1.1 $476M 1.6M 305.32
Target Corporation (TGT) 1.1 $436M 3.4M 128.89
TJX Companies (TJX) 1.0 $424M 7.0M 60.56
Thermo Fisher Scientific (TMO) 1.0 $417M 1.3M 325.20
Walt Disney Company (DIS) 0.9 $392M 2.7M 143.77
Ross Stores (ROST) 0.9 $394M 3.4M 116.67
Honeywell International (HON) 0.9 $377M 2.1M 176.47
Lam Research Corporation (LRCX) 0.9 $365M 1.2M 292.54
Abbvie (ABBV) 0.9 $359M 4.1M 88.54
Vertex Pharmaceuticals Incorporated (VRTX) 0.9 $358M 1.6M 218.97
Johnson Controls International Plc equity (JCI) 0.8 $341M 8.4M 40.65
Moody's Corporation (MCO) 0.8 $334M 1.4M 237.66
Dow (DOW) 0.8 $330M 3.3M 100.00
Fiserv (FI) 0.8 $323M 2.8M 115.43
Canadian Natl Ry (CNI) 0.8 $316M 3.5M 90.37
Stryker Corporation (SYK) 0.7 $305M 1.4M 215.38
Broadcom (AVGO) 0.7 $309M 984k 313.82
Applied Materials (AMAT) 0.7 $304M 5.0M 60.93
AutoZone (AZO) 0.7 $289M 244k 1183.04
Nike (NKE) 0.7 $285M 2.8M 101.31
Adobe Systems Incorporated (ADBE) 0.7 $283M 863k 328.50
Zoetis Inc Cl A (ZTS) 0.6 $264M 2.0M 132.21
Medtronic (MDT) 0.6 $267M 2.4M 112.94
Sherwin-Williams Company (SHW) 0.6 $260M 449k 578.87
Cme (CME) 0.6 $256M 1.3M 199.18
3M Company (MMM) 0.6 $255M 1.5M 175.84
Phillips 66 (PSX) 0.6 $249M 2.3M 110.37
Nextera Energy (NEE) 0.6 $239M 991k 241.48
Prologis (PLD) 0.6 $240M 2.7M 88.85
Berkshire Hathaway (BRK.A) 0.6 $236M 697.00 338748.50
Hartford Financial Services (HIG) 0.6 $230M 3.8M 60.69
Ecolab (ECL) 0.6 $231M 1.2M 191.62
Deutsche Bank Ag-registered (DB) 0.6 $233M 30M 7.75
Fidelity National Information Services (FIS) 0.6 $230M 1.7M 138.60
Autodesk (ADSK) 0.6 $229M 1.2M 183.32
Mondelez Int (MDLZ) 0.6 $228M 4.1M 55.08
CVS Caremark Corporation (CVS) 0.5 $224M 3.0M 73.62
Intercontinental Exchange (ICE) 0.5 $211M 2.3M 92.44
Spdr S&p 500 Etf (SPY) 0.5 $203M 630k 321.86
Western Digital (WDC) 0.5 $204M 3.2M 63.47
Hess (HES) 0.5 $202M 3.1M 66.15
Ball Corporation (BALL) 0.5 $185M 2.9M 64.44
Comcast Corporation (CMCSA) 0.4 $182M 4.0M 45.18
Johnson & Johnson (JNJ) 0.4 $176M 1.2M 145.83
At&t (T) 0.4 $177M 4.5M 39.05
Philip Morris International (PM) 0.4 $172M 2.0M 85.70
Equinix (EQIX) 0.4 $173M 296k 583.67
Wal-Mart Stores (WMT) 0.4 $170M 1.4M 119.40
Iqvia Holdings (IQV) 0.4 $171M 1.1M 153.45
Ishares Msci Japan (EWJ) 0.4 $156M 2.6M 59.24
Advance Auto Parts (AAP) 0.4 $150M 942k 159.12
Coca-Cola Company (KO) 0.3 $144M 2.6M 55.27
Chipotle Mexican Grill (CMG) 0.3 $145M 174k 836.07
American International (AIG) 0.3 $146M 2.9M 51.00
Intel Corporation (INTC) 0.3 $141M 2.4M 59.62
International Business Machines (IBM) 0.3 $140M 1.1M 132.81
Welltower Inc Com reit (WELL) 0.3 $131M 1.6M 81.01
Verizon Communications (VZ) 0.3 $129M 2.1M 61.21
Alphabet Inc Class C cs (GOOG) 0.3 $130M 98k 1336.80
Accenture (ACN) 0.3 $120M 570k 210.69
Bce (BCE) 0.3 $122M 2.6M 46.21
iShares S&P Europe 350 Index (IEV) 0.3 $110M 2.3M 46.96
Centene Corporation (CNC) 0.3 $108M 1.7M 63.04
Paypal Holdings (PYPL) 0.3 $107M 988k 107.97
Bristol Myers Squibb (BMY) 0.2 $101M 1.6M 63.74
Gilead Sciences (GILD) 0.2 $99M 1.5M 64.93
Starbucks Corporation (SBUX) 0.2 $101M 1.2M 87.62
Amazon (AMZN) 0.2 $95M 51k 1846.63
Tiffany & Co. 0.2 $85M 636k 133.88
Qiagen Nv 0.2 $89M 2.6M 34.12
Martin Marietta Materials (MLM) 0.2 $83M 299k 277.95
J.B. Hunt Transport Services (JBHT) 0.2 $80M 685k 116.80
Colgate-Palmolive Company (CL) 0.2 $77M 1.1M 69.05
Texas Instruments Incorporated (TXN) 0.2 $77M 608k 126.32
Technipfmc (FTI) 0.2 $81M 3.8M 21.30
Omni (OMC) 0.2 $75M 919k 81.02
Knight Swift Transn Hldgs (KNX) 0.2 $74M 2.1M 35.84
Berkshire Hathaway (BRK.B) 0.2 $69M 304k 226.47
Zebra Technologies (ZBRA) 0.2 $71M 278k 254.16
Vulcan Materials Company (VMC) 0.2 $73M 504k 143.99
MetLife (MET) 0.2 $71M 1.4M 50.97
American Tower Reit (AMT) 0.2 $70M 307k 228.84
McDonald's Corporation (MCD) 0.2 $65M 332k 196.91
Chevron Corporation (CVX) 0.2 $65M 544k 119.82
Humana (HUM) 0.2 $66M 181k 366.57
Hormel Foods Corporation (HRL) 0.2 $65M 1.4M 45.04
Exxon Mobil Corporation (XOM) 0.1 $61M 875k 69.76
Abbott Laboratories (ABT) 0.1 $64M 740k 86.73
Cisco Systems (CSCO) 0.1 $64M 1.3M 47.56
Tc Energy Corp (TRP) 0.1 $64M 1.2M 52.69
Consolidated Edison (ED) 0.1 $57M 624k 90.47
Eli Lilly & Co. (LLY) 0.1 $54M 413k 131.29
Pepsi (PEP) 0.1 $54M 394k 136.81
Priceline Group Inc/the conv 0.1 $53M 45M 1.16
Baxter International (BAX) 0.1 $51M 616k 83.49
Amgen (AMGN) 0.1 $50M 209k 241.06
Sempra Energy (SRE) 0.1 $52M 341k 151.05
Rbc Cad (RY) 0.1 $50M 635k 79.04
Hewlett Packard Enterprise (HPE) 0.1 $50M 3.2M 15.83
Biogen Idec (BIIB) 0.1 $44M 148k 295.97
American Water Works (AWK) 0.1 $46M 374k 123.05
Fnf (FNF) 0.1 $47M 1.0M 45.35
Palo Alto Networks I note 0.750% 7/0 0.1 $45M 41M 1.10
Pfizer (PFE) 0.1 $43M 1.1M 38.90
Wells Fargo & Company (WFC) 0.1 $39M 740k 53.33
Valero Energy Corporation (VLO) 0.1 $43M 460k 92.86
Altria (MO) 0.1 $42M 836k 49.89
Rockwell Automation (ROK) 0.1 $40M 200k 201.98
Dollar General (DG) 0.1 $42M 270k 157.38
Kraft Heinz (KHC) 0.1 $40M 1.3M 31.71
Union Pacific Corporation (UNP) 0.1 $36M 201k 180.59
Mettler-Toledo International (MTD) 0.1 $39M 50k 791.92
American Financial (AFG) 0.1 $36M 328k 109.46
Teleflex Incorporated (TFX) 0.1 $39M 105k 371.35
Oneok (OKE) 0.1 $38M 504k 75.42
Citigroup (C) 0.1 $38M 479k 79.89
Wec Energy Group (WEC) 0.1 $39M 423k 92.17
Western Digital Corp note 1.500% 2/0 0.1 $35M 36M 0.98
Splunk Inc note 0.500% 9/1 0.1 $36M 30M 1.20
Arthur J. Gallagher & Co. (AJG) 0.1 $34M 362k 94.90
Home Depot (HD) 0.1 $33M 153k 217.39
Kimberly-Clark Corporation (KMB) 0.1 $34M 247k 137.55
Molson Coors Brewing Company (TAP) 0.1 $34M 635k 53.90
Electronic Arts (EA) 0.1 $34M 313k 107.00
Morgan Stanley (MS) 0.1 $32M 623k 50.94
Micron Technology (MU) 0.1 $35M 648k 53.21
LOGITECH INTERNATIONAL SA APP Com Stk (LOGI) 0.1 $33M 699k 47.60
Aqua America 0.1 $33M 696k 46.94
Aramark Hldgs (ARMK) 0.1 $33M 749k 43.52
Priceline Grp Inc note 0.350% 6/1 0.1 $35M 23M 1.56
Illumina Inc conv 0.1 $33M 24M 1.38
Bank of New York Mellon Corporation (BK) 0.1 $29M 567k 50.33
Shaw Communications Inc cl b conv 0.1 $27M 1.3M 20.32
Allstate Corporation (ALL) 0.1 $30M 267k 111.77
ConocoPhillips (COP) 0.1 $31M 474k 65.00
Msci (MSCI) 0.1 $30M 118k 257.00
iShares S&P Global Energy Sector (IXC) 0.1 $28M 902k 30.83
Eaton (ETN) 0.1 $30M 312k 94.93
Metropcs Communications (TMUS) 0.1 $30M 388k 77.68
Illumina Inc note 8/1 0.1 $29M 26M 1.11
CMS Energy Corporation (CMS) 0.1 $26M 415k 62.83
NVR (NVR) 0.1 $24M 6.2k 3808.33
Estee Lauder Companies (EL) 0.1 $26M 128k 206.48
iShares MSCI Australia Index Fund (EWA) 0.1 $27M 1.2M 22.64
Facebook Inc cl a (META) 0.1 $24M 115k 204.41
Cable One (CABO) 0.1 $24M 16k 1488.46
On Semiconductor Corp Note 1.000%12/0 bond 0.1 $25M 19M 1.36
Agnc Invt Corp Com reit (AGNC) 0.1 $23M 1.3M 17.72
Cigna Corp (CI) 0.1 $27M 131k 202.96
Western Union Company (WU) 0.1 $20M 748k 26.78
CSX Corporation (CSX) 0.1 $20M 283k 71.75
Regeneron Pharmaceuticals (REGN) 0.1 $21M 55k 373.53
Cerner Corporation 0.1 $20M 272k 73.11
Las Vegas Sands (LVS) 0.1 $22M 315k 69.30
International Flavors & Fragrances (IFF) 0.1 $21M 164k 126.03
General Mills (GIS) 0.1 $19M 369k 52.67
Intuitive Surgical (ISRG) 0.1 $21M 35k 591.34
American Electric Power Company (AEP) 0.1 $21M 226k 94.51
Qualcomm (QCOM) 0.1 $21M 236k 88.43
Exelon Corporation (EXC) 0.1 $23M 496k 45.59
Southern Company (SO) 0.1 $23M 353k 63.70
Cibc Cad (CM) 0.1 $22M 267k 83.33
Middleby Corporation (MIDD) 0.1 $21M 191k 109.37
Industries N shs - a - (LYB) 0.1 $20M 210k 94.41
Motorola Solutions (MSI) 0.1 $21M 130k 161.13
Telus Ord (TU) 0.1 $21M 548k 38.61
Fortis (FTS) 0.1 $19M 468k 41.52
Ingredion Incorporated (INGR) 0.1 $19M 208k 92.95
Duke Energy (DUK) 0.1 $19M 212k 90.79
Tesla Motors Inc bond 0.1 $20M 16M 1.26
Ubs Group (UBS) 0.1 $19M 1.5M 12.62
Prospect Capital Corp conv 0.1 $20M 20M 1.01
Topbuild (BLD) 0.1 $22M 215k 102.77
Microchip Technology Inc note 1.625% 2/1 0.1 $19M 8.8M 2.16
Tesla Inc convertible security 0.1 $19M 14M 1.41
Wheaton Precious Metals Corp (WPM) 0.1 $23M 750k 30.21
Prospect Capital Corporation conb 0.1 $21M 21M 1.03
Booking Holdings (BKNG) 0.1 $19M 9.4k 2055.56
Microchip Technology Inc sdcv 2.125%12/1 0.1 $21M 15M 1.43
Ares Capital Corp convertible security 0.1 $19M 19M 1.03
Twitter Inc note 0.250% 6/1 0.1 $20M 21M 0.97
Akamai Technologies Inc note 0.125% 5/0 0.1 $19M 18M 1.10
Weibo Corp note 1.250%11/1 0.1 $21M 22M 0.94
Taiwan Semiconductor Mfg (TSM) 0.0 $17M 298k 58.60
Costco Wholesale Corporation (COST) 0.0 $17M 59k 295.13
SYSCO Corporation (SYY) 0.0 $18M 215k 85.80
Cooper Companies 0.0 $17M 52k 319.93
Unum (UNM) 0.0 $18M 624k 29.16
Yum! Brands (YUM) 0.0 $16M 159k 100.38
AGCO Corporation (AGCO) 0.0 $18M 232k 77.60
Deere & Company (DE) 0.0 $17M 101k 172.94
Weyerhaeuser Company (WY) 0.0 $18M 610k 29.93
Imperial Oil (IMO) 0.0 $16M 619k 26.49
Marriott International (MAR) 0.0 $18M 119k 151.67
Oracle Corporation (ORCL) 0.0 $18M 345k 52.83
Amphenol Corporation (APH) 0.0 $15M 136k 108.22
salesforce (CRM) 0.0 $15M 92k 161.54
Southwest Airlines (LUV) 0.0 $18M 332k 53.98
Pan American Silver Corp Can (PAAS) 0.0 $17M 707k 23.58
McCormick & Company, Incorporated (MKC) 0.0 $17M 102k 170.64
Six Flags Entertainment (SIX) 0.0 $18M 398k 45.11
General Motors Company (GM) 0.0 $16M 444k 36.60
Pvh Corporation (PVH) 0.0 $18M 168k 104.01
Brixmor Prty (BRX) 0.0 $16M 746k 21.61
1,375% Liberty Media 15.10.2023 note 0.0 $15M 11M 1.33
Wright Medical Group Nv 0.0 $18M 594k 30.59
Ssr Mining (SSRM) 0.0 $15M 800k 19.28
Qiagen 0.0 $16M 13M 1.25
Qiagen Nv debt 1.000%11/1 0.0 $19M 18M 1.02
Ares Capital Corp convertible security 0.0 $18M 17M 1.07
Square Inc note 0.500% 5/1 0.0 $18M 17M 1.11
Barrick Gold Corp (GOLD) 0.0 $14M 770k 18.74
Infosys Technologies (INFY) 0.0 $12M 1.2M 10.32
iShares MSCI Emerging Markets Indx (EEM) 0.0 $10M 232k 44.76
Goldman Sachs (GS) 0.0 $14M 62k 230.00
U.S. Bancorp (USB) 0.0 $13M 220k 59.26
Principal Financial (PFG) 0.0 $13M 236k 54.65
Waste Management (WM) 0.0 $14M 126k 113.78
Citrix Systems 0.0 $12M 108k 110.66
Newmont Mining Corporation (NEM) 0.0 $11M 254k 43.54
Travelers Companies (TRV) 0.0 $11M 79k 135.79
United Rentals (URI) 0.0 $14M 82k 168.37
Tyson Foods (TSN) 0.0 $13M 145k 90.34
Anheuser-Busch InBev NV (BUD) 0.0 $11M 130k 82.38
Kellogg Company (K) 0.0 $14M 205k 68.79
Activision Blizzard 0.0 $13M 215k 59.03
Entergy Corporation (ETR) 0.0 $11M 90k 119.28
Molina Healthcare (MOH) 0.0 $12M 87k 135.84
Bk Nova Cad (BNS) 0.0 $13M 232k 56.56
Kinross Gold Corp (KGC) 0.0 $11M 2.4M 4.78
Bank Of Montreal Cadcom (BMO) 0.0 $13M 169k 77.61
First American Financial (FAF) 0.0 $14M 235k 58.32
Silvercorp Metals (SVM) 0.0 $11M 2.0M 5.84
Spirit AeroSystems Holdings (SPR) 0.0 $11M 146k 73.06
Franco-Nevada Corporation (FNV) 0.0 $13M 124k 103.38
Mosaic (MOS) 0.0 $12M 525k 23.04
Hollyfrontier Corp 0.0 $13M 252k 50.71
Servicenow (NOW) 0.0 $13M 46k 282.80
American Rlty Cap Pptys Inc note 3.750%12/1 0.0 $14M 14M 1.01
Ally Financial (ALLY) 0.0 $12M 400k 30.56
Hp (HPQ) 0.0 $13M 613k 20.50
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.0 $14M 14M 0.99
Yum China Holdings (YUMC) 0.0 $13M 266k 48.00
Nuvasive Inc note 2.250% 3/1 0.0 $14M 10M 1.33
Carvana Co cl a (CVNA) 0.0 $11M 121k 92.28
Biomarin Pharma Inc convertible/ 0.0 $11M 10M 1.06
Jazz Investments I Ltd note 1.500% 8/1 0.0 $13M 13M 1.01
Zillow Group Inc note 2.000%12/0 0.0 $12M 11M 1.12
Microchip Technology Inc sdcv 2.125%12/1 0.0 $11M 7.3M 1.45
Lumentum Holdings Inc convertible security 0.0 $11M 7.5M 1.46
Exact Sciences Corp convertible/ 0.0 $13M 8.8M 1.44
Servicenow Inc note 6/0 0.0 $13M 6.0M 2.11
Workday Inc note 0.250%10/0 0.0 $13M 9.8M 1.28
Live Nation Entertainmen convertible security 0.0 $12M 9.5M 1.22
Pure Storage Inc note 0.125% 4/1 0.0 $12M 12M 1.00
Vishay Intertechnology convertible security 0.0 $12M 12M 1.00
Insulet Corp debt 0.375% 9/0 0.0 $11M 11M 1.03
Fomento Economico Mexicano SAB (FMX) 0.0 $7.1M 76k 94.21
Annaly Capital Management 0.0 $7.0M 742k 9.42
Dominion Resources (D) 0.0 $10M 124k 82.82
Apache Corporation 0.0 $6.8M 266k 25.50
Rollins (ROL) 0.0 $7.5M 227k 33.06
Steelcase (SCS) 0.0 $7.4M 360k 20.65
Raytheon Company 0.0 $9.1M 41k 220.00
Capital One Financial (COF) 0.0 $6.9M 67k 102.92
Williams Companies (WMB) 0.0 $9.2M 395k 23.20
Canadian Natural Resources (CNQ) 0.0 $8.7M 270k 32.15
EOG Resources (EOG) 0.0 $6.4M 76k 83.64
Clorox Company (CLX) 0.0 $7.6M 50k 152.86
Fifth Third Ban (FITB) 0.0 $6.4M 207k 30.74
Credit Acceptance (CACC) 0.0 $9.2M 21k 439.62
J.M. Smucker Company (SJM) 0.0 $8.0M 77k 104.12
Varian Medical Systems 0.0 $6.8M 48k 142.01
World Acceptance (WRLD) 0.0 $7.1M 82k 87.11
Delta Air Lines (DAL) 0.0 $8.6M 147k 58.47
Advanced Micro Devices (AMD) 0.0 $9.9M 217k 45.52
NetEase (NTES) 0.0 $9.0M 30k 300.00
Baidu (BIDU) 0.0 $9.6M 75k 126.81
Inter Parfums (IPAR) 0.0 $7.7M 106k 72.71
Hyatt Hotels Corporation (H) 0.0 $6.8M 76k 90.11
Suncor Energy (SU) 0.0 $7.6M 232k 32.67
Descartes Sys Grp (DSGX) 0.0 $8.1M 189k 42.76
Teva Pharm Finance Llc Cvt cv bnd 0.0 $6.8M 7.2M 0.95
First Majestic Silver Corp (AG) 0.0 $6.5M 520k 12.47
Chunghwa Telecom Co Ltd - (CHT) 0.0 $6.8M 185k 36.97
B2gold Corp (BTG) 0.0 $7.2M 1.8M 4.02
Xylem (XYL) 0.0 $7.7M 98k 78.70
Sandstorm Gold (SAND) 0.0 $8.3M 1.1M 7.58
Wellpoint Inc Note cb 0.0 $8.5M 2.0M 4.25
Jd (JD) 0.0 $8.1M 228k 35.40
Citizens Financial (CFG) 0.0 $9.9M 244k 40.61
Qorvo (QRVO) 0.0 $6.4M 55k 116.22
Momo 0.0 $8.2M 242k 34.04
Edgewell Pers Care (EPC) 0.0 $10M 330k 30.96
Westrock (WRK) 0.0 $8.7M 205k 42.38
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.0 $9.1M 8.0M 1.14
Twitter Inc note 1.000% 9/1 0.0 $9.4M 9.7M 0.97
Dycom Inds Inc Note 0.750% 9/1 bond 0.0 $8.7M 9.0M 0.97
Macquarie Infrastructure Cor Note 2.00010/0 0.0 $7.6M 8.0M 0.95
Nuance Communications Inc Dbcv 1.00012/1 0.0 $9.0M 8.9M 1.01
Kirkland Lake Gold 0.0 $8.0M 182k 44.18
Nutrien (NTR) 0.0 $6.8M 144k 47.45
Liberty Media Corporation convertible security 0.0 $8.9M 6.8M 1.32
Viavi Solutions Inc convertible security 0.0 $7.2M 5.5M 1.30
Elanco Animal Health (ELAN) 0.0 $8.7M 297k 29.29
Nutanix Inc convertible security 0.0 $8.3M 8.4M 0.99
Zendesk Inc convertible security 0.0 $6.5M 4.8M 1.37
Alcon (ALC) 0.0 $6.3M 111k 56.62
Fireeye Inc note 0.875% 6/0 0.0 $10M 10M 1.01
New Relic Inc note 0.500% 5/0 0.0 $8.4M 8.7M 0.97
Wix Com Ltd note 7/0 0.0 $6.8M 6.0M 1.13
Tesla Inc note 2.000% 5/1 0.0 $6.8M 4.5M 1.50
Momo Inc note 1.250% 7/0 0.0 $7.2M 7.7M 0.94
Cree Inc note 0.875% 9/0 0.0 $10M 9.5M 1.06
Trip Com Intl Ltd Sponsored Ad (TCOM) 0.0 $8.4M 251k 33.50
Cimpress Plc Com Eur0.01 (CMPR) 0.0 $6.3M 51k 125.47
Dexcom Inc convertible security 0.0 $8.8M 6.0M 1.47
Docusign Inc convertible security 0.0 $8.9M 7.2M 1.23
Wayfair Inc convertible security 0.0 $7.2M 7.0M 1.03
Cit 0.0 $5.9M 130k 45.62
Cognizant Technology Solutions (CTSH) 0.0 $5.9M 96k 61.65
Petroleo Brasileiro SA (PBR) 0.0 $3.2M 200k 15.90
Owens Corning (OC) 0.0 $2.3M 35k 64.74
Ansys (ANSS) 0.0 $3.6M 14k 256.81
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.0 $4.4M 3.0k 1451.33
American Express Company (AXP) 0.0 $3.6M 29k 124.47
Lincoln National Corporation (LNC) 0.0 $4.6M 79k 58.67
Caterpillar (CAT) 0.0 $4.2M 29k 147.40
BioMarin Pharmaceutical (BMRN) 0.0 $3.4M 40k 84.60
Norfolk Southern (NSC) 0.0 $2.7M 14k 193.59
General Electric Company 0.0 $4.0M 362k 11.15
Bed Bath & Beyond 0.0 $3.3M 190k 17.30
Cummins (CMI) 0.0 $5.4M 30k 181.42
Edwards Lifesciences (EW) 0.0 $6.2M 27k 232.44
Franklin Resources (BEN) 0.0 $3.2M 122k 25.97
IDEXX Laboratories (IDXX) 0.0 $3.3M 13k 261.65
Paychex (PAYX) 0.0 $4.9M 58k 84.88
Snap-on Incorporated (SNA) 0.0 $2.9M 17k 168.82
Boeing Company (BA) 0.0 $6.0M 19k 325.83
Jack in the Box (JACK) 0.0 $3.1M 40k 78.01
Emerson Electric (EMR) 0.0 $2.6M 34k 76.50
Xilinx 0.0 $5.3M 55k 97.22
Masco Corporation (MAS) 0.0 $4.5M 94k 48.09
Cott Corp 0.0 $3.9M 287k 13.49
Waters Corporation (WAT) 0.0 $5.5M 24k 233.09
AngloGold Ashanti 0.0 $2.5M 112k 22.25
Halliburton Company (HAL) 0.0 $2.3M 94k 24.56
Cintas Corporation (CTAS) 0.0 $2.9M 11k 268.32
Manpower (MAN) 0.0 $2.9M 29k 97.36
Tootsie Roll Industries (TR) 0.0 $4.8M 141k 34.14
Deluxe Corporation (DLX) 0.0 $4.6M 92k 49.92
D.R. Horton (DHI) 0.0 $2.6M 50k 52.56
Dover Corporation (DOV) 0.0 $4.6M 40k 115.22
IDEX Corporation (IEX) 0.0 $5.5M 32k 171.58
Paccar (PCAR) 0.0 $5.3M 67k 79.02
Pioneer Natural Resources (PXD) 0.0 $5.2M 35k 150.93
New Oriental Education & Tech 0.0 $4.9M 40k 123.01
Dolby Laboratories (DLB) 0.0 $6.1M 89k 68.55
CF Industries Holdings (CF) 0.0 $5.0M 105k 47.36
Companhia de Saneamento Basi (SBS) 0.0 $3.8M 250k 15.07
Enbridge (ENB) 0.0 $2.8M 72k 39.56
Hecla Mining Company (HL) 0.0 $3.4M 1.0M 3.38
Coeur d'Alene Mines Corporation (CDE) 0.0 $5.6M 700k 8.06
Dril-Quip (DRQ) 0.0 $4.9M 105k 46.96
Intuit (INTU) 0.0 $4.2M 16k 261.67
Ingersoll-rand Co Ltd-cl A 0.0 $5.9M 44k 132.88
Banco Itau Holding Financeira (ITUB) 0.0 $4.1M 447k 9.14
Vail Resorts (MTN) 0.0 $4.5M 19k 239.67
Dr. Reddy's Laboratories (RDY) 0.0 $3.9M 97k 40.54
Alexion Pharmaceuticals 0.0 $2.3M 21k 107.33
Credicorp (BAP) 0.0 $3.0M 14k 214.00
Cal-Maine Foods (CALM) 0.0 $2.7M 62k 42.75
Flowserve Corporation (FLS) 0.0 $2.2M 45k 49.64
Hexcel Corporation (HXL) 0.0 $3.7M 51k 73.82
Compania Cervecerias Unidas (CCU) 0.0 $2.3M 120k 19.16
Church & Dwight (CHD) 0.0 $2.8M 39k 70.35
Equity Lifestyle Properties (ELS) 0.0 $6.1M 88k 69.75
Kansas City Southern 0.0 $2.6M 17k 153.12
Ametek (AME) 0.0 $3.2M 33k 99.94
Enersis 0.0 $2.2M 196k 10.98
Teradyne (TER) 0.0 $5.3M 77k 68.76
Ypf Sa (YPF) 0.0 $3.6M 315k 11.56
Rayonier (RYN) 0.0 $3.7M 112k 32.75
Utah Medical Products (UTMD) 0.0 $2.4M 23k 107.87
Manulife Finl Corp (MFC) 0.0 $5.7M 283k 20.19
Cae (CAE) 0.0 $2.5M 95k 26.54
Mag Silver Corp (MAG) 0.0 $4.2M 350k 11.91
Hldgs (UAL) 0.0 $4.0M 46k 88.08
Fortuna Silver Mines (FSM) 0.0 $2.6M 630k 4.07
Suzano Papel E Celulo-sp (SUZ) 0.0 $3.9M 398k 9.90
Yandex Nv-a (YNDX) 0.0 $3.8M 88k 43.43
Ralph Lauren Corp (RL) 0.0 $3.7M 32k 116.67
Pretium Res Inc Com Isin# Ca74 0.0 $4.5M 400k 11.32
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.0 $5.8M 407k 14.17
stock 0.0 $3.3M 22k 148.95
Bright Horizons Fam Sol In D (BFAM) 0.0 $2.6M 17k 149.91
Liberty Global Inc Com Ser A 0.0 $2.3M 102k 22.62
58 Com Inc spon adr rep a 0.0 $3.6M 55k 65.60
J2 Global Inc note 3.250% 6/1 0.0 $5.7M 4.0M 1.45
Paycom Software (PAYC) 0.0 $2.4M 9.0k 262.40
Servicemaster Global 0.0 $2.3M 61k 38.40
Crown Castle Intl (CCI) 0.0 $5.1M 36k 142.15
Cheniere Energy Inc note 4.250% 3/1 0.0 $2.5M 3.2M 0.78
Monster Beverage Corp (MNST) 0.0 $3.9M 62k 63.54
Jazz Investments I Ltd. conv 0.0 $2.8M 2.8M 1.03
Planet Fitness Inc-cl A (PLNT) 0.0 $3.3M 45k 74.68
Avangrid (AGR) 0.0 $4.6M 90k 51.15
Willis Towers Watson (WTW) 0.0 $2.5M 12k 201.56
Chubb (CB) 0.0 $3.4M 22k 155.32
Silvercrest Metals (SILV) 0.0 $3.3M 487k 6.77
Dentsply Sirona (XRAY) 0.0 $2.2M 38k 56.42
Waste Connections (WCN) 0.0 $5.0M 55k 90.95
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $3.0M 6.1k 483.14
Us Foods Hldg Corp call (USFD) 0.0 $2.2M 54k 41.89
Twilio Inc cl a (TWLO) 0.0 $4.1M 42k 97.79
Fortive (FTV) 0.0 $2.2M 29k 76.29
Okta Inc cl a (OKTA) 0.0 $2.8M 25k 114.30
Pagseguro Digital Ltd-cl A (PAGS) 0.0 $4.3M 130k 33.24
Hercules Capital Inc dbcv 4.375% 2/0 0.0 $5.6M 5.5M 1.02
On Semiconductor Corp note 1.625%10/1 0.0 $4.5M 3.3M 1.38
Neurocrine Biosciences Inc Note 2.250 5/1 0.0 $5.0M 3.3M 1.53
Synaptics Inc note 0.500% 6/1 0.0 $5.0M 4.5M 1.11
Huazhu Group Ltd convertible security 0.0 $5.9M 5.3M 1.13
Cgi Inc Cl A Sub Vtg (GIB) 0.0 $2.6M 31k 83.97
Lyft (LYFT) 0.0 $4.5M 114k 40.00
Herbalife Ltd convertible security 0.0 $4.9M 4.8M 1.03
Dupont De Nemours (DD) 0.0 $3.1M 49k 62.26
L3harris Technologies (LHX) 0.0 $5.4M 27k 200.08
Luckin Coffee (LKNCY) 0.0 $2.3M 58k 39.36
Chegg Inc note 0.250% 5/1 0.0 $4.9M 3.3M 1.52
Nrg Energy Inc dbcv 2.750% 6/0 0.0 $2.8M 2.5M 1.13
Mercadolibre Inc convertible security 0.0 $4.8M 3.2M 1.52
Envista Hldgs Corp (NVST) 0.0 $4.1M 142k 29.08
Iqiyi Inc convertible security 0.0 $2.8M 2.5M 1.11
BP (BP) 0.0 $94k 2.5k 37.60
Packaging Corporation of America (PKG) 0.0 $1.5M 14k 111.70
Lear Corporation (LEA) 0.0 $84k 609.00 137.93
Sociedad Quimica y Minera (SQM) 0.0 $595k 23k 26.32
Compania de Minas Buenaventura SA (BVN) 0.0 $69k 4.6k 15.00
NRG Energy (NRG) 0.0 $87k 2.2k 39.49
China Mobile 0.0 $24k 559.00 42.93
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $0 18M 0.00
Corning Incorporated (GLW) 0.0 $29k 1.0k 29.00
Emcor (EME) 0.0 $95k 1.1k 86.60
BlackRock (BLK) 0.0 $566k 1.1k 500.00
Progressive Corporation (PGR) 0.0 $224k 3.1k 72.26
Renaissance Re Holdings Ltd Cmn (RNR) 0.0 $452k 2.3k 196.52
Charles Schwab Corporation (SCHW) 0.0 $214k 4.5k 47.56
Starwood Property Trust (STWD) 0.0 $133k 5.4k 24.81
State Street Corporation (STT) 0.0 $1.1M 13k 79.89
Reinsurance Group of America (RGA) 0.0 $175k 1.1k 162.19
PNC Financial Services (PNC) 0.0 $1.2M 7.5k 159.44
Legg Mason 0.0 $273k 7.6k 35.82
Cabot Oil & Gas Corporation (CTRA) 0.0 $76k 4.4k 17.37
FedEx Corporation (FDX) 0.0 $1.2M 8.0k 150.91
Republic Services (RSG) 0.0 $1.9M 21k 89.58
Incyte Corporation (INCY) 0.0 $883k 10k 87.30
Teva Pharmaceutical Industries (TEVA) 0.0 $865k 99k 8.72
Archer Daniels Midland Company (ADM) 0.0 $355k 7.7k 46.15
AES Corporation (AES) 0.0 $365k 18k 19.88
Brookfield Asset Management 0.0 $295k 5.1k 57.84
Bunge 0.0 $1.3M 23k 57.14
Pulte (PHM) 0.0 $1.4M 36k 38.68
FirstEnergy (FE) 0.0 $52k 1.1k 48.42
United Parcel Service (UPS) 0.0 $1.2M 11k 116.96
CarMax (KMX) 0.0 $800k 9.2k 87.43
Carnival Corporation (CCL) 0.0 $5.0k 101.00 49.50
Cracker Barrel Old Country Store (CBRL) 0.0 $57k 371.00 153.64
Digital Realty Trust (DLR) 0.0 $126k 1.1k 119.09
Genuine Parts Company (GPC) 0.0 $567k 5.4k 105.98
H&R Block (HRB) 0.0 $1.7M 74k 23.47
Hologic (HOLX) 0.0 $1.4M 27k 52.12
Mattel (MAT) 0.0 $410k 30k 13.67
NetApp (NTAP) 0.0 $785k 13k 62.20
Northrop Grumman Corporation (NOC) 0.0 $363k 1.1k 342.95
PPG Industries (PPG) 0.0 $324k 2.4k 132.79
Pitney Bowes (PBI) 0.0 $683k 175k 3.90
Polaris Industries (PII) 0.0 $82k 811.00 101.11
Public Storage (PSA) 0.0 $144k 679.00 212.08
Stanley Black & Decker (SWK) 0.0 $106k 640.00 165.62
V.F. Corporation (VFC) 0.0 $169k 1.7k 99.41
Global Payments (GPN) 0.0 $595k 3.3k 181.40
AFLAC Incorporated (AFL) 0.0 $97k 1.8k 53.06
Automatic Data Processing (ADP) 0.0 $341k 2.0k 170.50
Avery Dennison Corporation (AVY) 0.0 $791k 6.0k 130.96
Best Buy (BBY) 0.0 $284k 3.2k 87.65
Nordstrom (JWN) 0.0 $1.0M 25k 40.90
Harley-Davidson (HOG) 0.0 $53k 1.4k 36.83
Verisign (VRSN) 0.0 $1.9M 9.8k 192.35
Akamai Technologies (AKAM) 0.0 $682k 7.9k 86.35
CACI International (CACI) 0.0 $52k 207.00 251.21
Gold Fields (GFI) 0.0 $20k 2.9k 6.90
Comerica Incorporated (CMA) 0.0 $126k 1.8k 71.35
International Paper Company (IP) 0.0 $317k 6.9k 45.94
Regions Financial Corporation (RF) 0.0 $149k 8.7k 17.10
Hanesbrands (HBI) 0.0 $53k 3.6k 14.59
Entegris (ENTG) 0.0 $49k 981.00 49.95
Nokia Corporation (NOK) 0.0 $12k 3.0k 4.00
Whirlpool Corporation (WHR) 0.0 $93k 631.00 147.39
Analog Devices (ADI) 0.0 $1.6M 14k 118.89
Foot Locker (FL) 0.0 $0 17k 0.00
National-Oilwell Var 0.0 $1.3M 50k 25.21
Universal Health Services (UHS) 0.0 $810k 5.7k 143.17
Herman Miller (MLKN) 0.0 $1.9M 47k 41.66
Interpublic Group of Companies (IPG) 0.0 $630k 27k 23.08
Synopsys (SNPS) 0.0 $104k 750.00 138.67
Cadence Design Systems (CDNS) 0.0 $150k 2.2k 69.25
Kroger (KR) 0.0 $480k 17k 29.10
Becton, Dickinson and (BDX) 0.0 $648k 2.4k 270.00
Air Products & Chemicals (APD) 0.0 $1.5M 6.6k 235.28
McKesson Corporation (MCK) 0.0 $75k 542.00 138.38
Novartis (NVS) 0.0 $142k 1.5k 94.67
Lockheed Martin Corporation (LMT) 0.0 $1.3M 3.3k 389.17
Domtar Corp 0.0 $69k 1.8k 38.68
eBay (EBAY) 0.0 $107k 3.0k 35.67
Telefonaktiebolaget LM Ericsson (ERIC) 0.0 $876k 100k 8.76
Marsh & McLennan Companies (MMC) 0.0 $254k 2.3k 112.04
Maxim Integrated Products 0.0 $257k 4.2k 61.47
Occidental Petroleum Corporation (OXY) 0.0 $1.4M 35k 40.72
Parker-Hannifin Corporation (PH) 0.0 $152k 739.00 205.68
Royal Dutch Shell 0.0 $91k 1.5k 59.09
Schlumberger (SLB) 0.0 $1.7M 43k 40.41
Unilever 0.0 $220k 3.8k 57.89
Alleghany Corporation 0.0 $95k 120.00 791.67
Agilent Technologies Inc C ommon (A) 0.0 $89k 1.1k 84.60
Canadian Pacific Railway 0.0 $331k 1.3k 254.62
Grupo Aeroportuario del Pacifi (PAC) 0.0 $282k 2.4k 118.49
Henry Schein (HSIC) 0.0 $971k 15k 66.50
Illinois Tool Works (ITW) 0.0 $323k 1.8k 179.44
General Dynamics Corporation (GD) 0.0 $176k 1.0k 176.00
Lowe's Companies (LOW) 0.0 $1.6M 14k 120.02
Prudential Financial (PRU) 0.0 $106k 1.1k 93.64
Dollar Tree (DLTR) 0.0 $99k 1.1k 93.66
FLIR Systems 0.0 $260k 5.0k 52.00
PPL Corporation (PPL) 0.0 $696k 20k 35.69
Public Service Enterprise (PEG) 0.0 $585k 9.9k 59.00
Xcel Energy (XEL) 0.0 $190k 3.0k 63.33
Alliance Data Systems Corporation (BFH) 0.0 $1.3M 12k 112.16
Aptar (ATR) 0.0 $249k 2.2k 115.60
Fastenal Company (FAST) 0.0 $354k 9.5k 37.25
First Solar (FSLR) 0.0 $1.6M 29k 56.31
HDFC Bank (HDB) 0.0 $315k 5.0k 63.00
Pampa Energia (PAM) 0.0 $1.5M 90k 16.78
Thor Industries (THO) 0.0 $1.3M 18k 73.95
MercadoLibre (MELI) 0.0 $50k 89.00 561.80
Southwestern Energy Company (SWN) 0.0 $1.0k 345.00 2.90
Marathon Oil Corporation (MRO) 0.0 $476k 36k 13.41
Netflix (NFLX) 0.0 $1.0M 3.2k 323.58
Zimmer Holdings (ZBH) 0.0 $302k 2.0k 150.00
Domino's Pizza (DPZ) 0.0 $99k 337.00 293.77
Kimball International 0.0 $56k 2.7k 20.66
SPDR Gold Trust (GLD) 0.0 $1.8M 13k 142.61
iShares NASDAQ Biotechnology Index (IBB) 0.0 $262k 26M 0.01
Juniper Networks (JNPR) 0.0 $105k 4.3k 24.35
Invesco (IVZ) 0.0 $897k 50k 17.94
Illumina (ILMN) 0.0 $81k 246.00 329.27
Under Armour (UAA) 0.0 $435k 18k 24.00
Edison International (EIX) 0.0 $75k 1.0k 74.93
Enterprise Products Partners (EPD) 0.0 $596k 21k 27.89
iShares Russell 2000 Index (IWM) 0.0 $47k 2.3M 0.02
Key (KEY) 0.0 $84k 4.2k 20.17
Lindsay Corporation (LNN) 0.0 $421k 4.3k 97.45
Marvell Technology Group 0.0 $1.2M 45k 26.42
Rogers Communications -cl B (RCI) 0.0 $1.2M 25k 49.47
Steel Dynamics (STLD) 0.0 $69k 2.0k 33.99
Sun Life Financial (SLF) 0.0 $263k 5.8k 45.60
Banco Santander-Chile (BSAC) 0.0 $804k 35k 23.10
Black Hills Corporation (BKH) 0.0 $102k 1.3k 78.16
Atmos Energy Corporation (ATO) 0.0 $303k 2.7k 111.60
Acuity Brands (AYI) 0.0 $358k 2.6k 137.69
Banco de Chile (BCH) 0.0 $629k 30k 20.83
Essex Property Trust (ESS) 0.0 $501k 1.7k 300.54
Grupo Financiero Galicia (GGAL) 0.0 $1.8M 108k 16.29
J&J Snack Foods (JJSF) 0.0 $495k 2.7k 183.95
Omega Healthcare Investors (OHI) 0.0 $142k 3.4k 41.76
Royal Gold (RGLD) 0.0 $374k 3.0k 123.23
Tata Motors 0.0 $153k 12k 12.75
UGI Corporation (UGI) 0.0 $337k 7.5k 45.04
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.0 $101k 400.00 252.50
BorgWarner (BWA) 0.0 $112k 2.6k 43.29
Cree 0.0 $30k 640.00 46.88
CRH 0.0 $440k 11k 40.00
California Water Service (CWT) 0.0 $376k 7.3k 51.51
Deckers Outdoor Corporation (DECK) 0.0 $566k 3.4k 168.85
Hain Celestial (HAIN) 0.0 $361k 14k 25.51
KLA-Tencor Corporation (KLAC) 0.0 $1.8M 10k 178.31
Skyworks Solutions (SWKS) 0.0 $243k 2.0k 120.42
Teekay Lng Partners 0.0 $60k 3.9k 15.38
Hanover Insurance (THG) 0.0 $31k 233.00 133.05
Wabtec Corporation (WAB) 0.0 $78k 1.1k 74.07
United States Steel Corporation (X) 0.0 $177k 16k 11.27
Agnico (AEM) 0.0 $128k 2.1k 61.84
A. O. Smith Corporation (AOS) 0.0 $347k 7.3k 47.53
American States Water Company (AWR) 0.0 $428k 4.9k 87.35
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.0 $269k 2.4k 112.08
Jack Henry & Associates (JKHY) 0.0 $306k 2.1k 145.64
National Fuel Gas (NFG) 0.0 $905k 20k 46.52
Ormat Technologies (ORA) 0.0 $621k 8.3k 75.09
Open Text Corp (OTEX) 0.0 $781k 18k 44.03
TransDigm Group Incorporated (TDG) 0.0 $393k 700.00 561.43
Wipro (WIT) 0.0 $541k 144k 3.75
Albemarle Corporation (ALB) 0.0 $356k 4.9k 72.02
Flowers Foods (FLO) 0.0 $839k 39k 21.74
Southern Copper Corporation (SCCO) 0.0 $37k 870.00 42.53
Woodward Governor Company (WWD) 0.0 $1.9M 17k 118.21
Golar Lng (GLNG) 0.0 $109k 8.0k 13.62
iRobot Corporation (IRBT) 0.0 $162k 3.2k 50.62
Tor Dom Bk Cad (TD) 0.0 $466k 8.3k 56.14
iShares Gold Trust 0.0 $17k 1.2k 14.29
iShares MSCI Hong Kong Index Fund (EWH) 0.0 $0 32M 0.00
National Instruments 0.0 $217k 5.1k 42.16
Technology SPDR (XLK) 0.0 $26k 280.00 92.86
Endeavour Silver Corp (EXK) 0.0 $1.5M 600k 2.42
Kennedy-Wilson Holdings (KW) 0.0 $1.6M 74k 22.29
New Gold Inc Cda (NGD) 0.0 $31k 35k 0.89
Sierra Wireless 0.0 $141k 15k 9.40
CBOE Holdings (CBOE) 0.0 $417k 3.5k 119.14
iShares MSCI Brazil Index (EWZ) 0.0 $26k 550.00 47.27
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $300k 30M 0.01
Pinnacle West Capital Corporation (PNW) 0.0 $480k 5.3k 89.80
Financial Select Sector SPDR (XLF) 0.0 $0 34M 0.00
Simon Property (SPG) 0.0 $205k 1.4k 147.48
Yamana Gold 0.0 $557k 141k 3.95
BRF Brasil Foods SA (BRFS) 0.0 $130k 15k 8.67
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $82k 8.2M 0.01
Garmin (GRMN) 0.0 $192k 2.0k 98.17
iShares Silver Trust (SLV) 0.0 $307k 18k 16.77
Alexco Resource Corp 0.0 $1.2M 527k 2.35
Tesla Motors (TSLA) 0.0 $292k 730.00 400.00
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.0 $102k 10M 0.01
SPDR S&P Dividend (SDY) 0.0 $493k 49M 0.01
Vanguard Dividend Appreciation ETF (VIG) 0.0 $41k 4.1M 0.01
iShares Lehman MBS Bond Fund (MBB) 0.0 $14k 1.4M 0.01
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.0 $2.0M 195M 0.01
Booz Allen Hamilton Holding Corporation (BAH) 0.0 $52k 725.00 71.72
First Republic Bank/san F (FRCB) 0.0 $1.7M 15k 116.84
Vanguard REIT ETF (VNQ) 0.0 $113k 11M 0.01
Vanguard European ETF (VGK) 0.0 $160k 16M 0.01
Edap Tms (EDAP) 0.0 $13k 3.1k 4.26
iShares S&P 1500 Index Fund (ITOT) 0.0 $102k 10M 0.01
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.0 $934k 93M 0.01
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $0 23M 0.00
iShares MSCI Germany Index Fund (EWG) 0.0 $0 14M 0.00
Vanguard Health Care ETF (VHT) 0.0 $60k 3.0M 0.02
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.0 $117k 930.00 125.81
iShares Barclays Credit Bond Fund (USIG) 0.0 $40k 4.0M 0.01
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.0 $0 67M 0.00
iShares Dow Jones US Financial (IYF) 0.0 $170k 17M 0.01
iShares Dow Jones US Technology (IYW) 0.0 $240k 12M 0.02
iShares MSCI Switzerland Index Fund (EWL) 0.0 $0 147M 0.00
iShares S&P/Citi Intl Treasury Bond (IGOV) 0.0 $29k 2.9M 0.01
iShares MSCI Spain Index (EWP) 0.0 $0 9.0M 0.00
Spdr Euro Stoxx 50 Etf (FEZ) 0.0 $0 142M 0.00
SPDR S&P Emerging Asia Pacific (GMF) 0.0 $3.5k 350k 0.01
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $238k 24M 0.01
IQ Hedge Multi-Strategy Tracker (QAI) 0.0 $0 73M 0.00
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.0 $330k 17M 0.02
MSCI Europe Financials Sector Index Fund (EUFN) 0.0 $0 28M 0.00
WisdomTree Pacific ex-Japan Ttl Div 0.0 $88k 8.8M 0.01
WisdomTree Japan Total Dividend (DXJ) 0.0 $418k 42M 0.01
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.0 $0 12M 0.00
Vanguard Short Term Corporate Bond ETF (VCSH) 0.0 $156k 16M 0.01
MFS Government Markets Income Trust (MGF) 0.0 $0 26M 0.00
TAL Education (TAL) 0.0 $422k 8.7k 48.26
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.0 $177k 18M 0.01
D Golden Minerals 0.0 $0 325.00 0.00
Vermilion Energy (VET) 0.0 $823k 51k 16.14
IndexIQ IQ ARB Merger Arbitrage ETF (MNA) 0.0 $0 37M 0.00
BroadVision 0.0 $136k 52k 2.61
Sprott Physical Silver Tr tr unit (PSLV) 0.0 $0 424M 0.00
China Distance Education Holdings 0.0 $122k 16k 7.81
Vanguard Long Term Corporate Bond ETF (VCLT) 0.0 $60k 6.0M 0.01
Vanguard Scottsdale Fds vng rus1000grw (VONG) 0.0 $18k 900k 0.02
Wisdomtree Tr intl hedge eqt (HEDJ) 0.0 $783k 78M 0.01
Vanguard Russell 1000 Value Et (VONV) 0.0 $44k 4.4M 0.01
American Intl Group 0.0 $9.0k 855.00 10.53
Huntington Ingalls Inds (HII) 0.0 $50k 198.00 252.53
Kinder Morgan (KMI) 0.0 $1.8M 84k 21.02
Great Panther Silver 0.0 $625k 1.3M 0.50
Hca Holdings (HCA) 0.0 $169k 1.1k 147.60
Advisorshares Tr activ bear etf 0.0 $0 4.8M 0.00
Proshares Tr ult msci euro (UPV) 0.0 $600k 60M 0.01
D Spdr Series Trust (XHE) 0.0 $324k 3.8k 85.26
Air Lease Corp (AL) 0.0 $172k 3.6k 47.47
Amc Networks Inc Cl A (AMCX) 0.0 $55k 1.4k 39.43
Ishares High Dividend Equity F (HDV) 0.0 $32k 3.2M 0.01
Marathon Petroleum Corp (MPC) 0.0 $1.3M 21k 60.19
New Mountain Finance Corp (NMFC) 0.0 $523k 38k 13.72
Ubs Ag London Brh 2x lev lng lkd 0.0 $151k 10k 15.10
Cbre Group Inc Cl A (CBRE) 0.0 $114k 1.9k 60.83
Expedia (EXPE) 0.0 $184k 1.7k 107.67
Marriott Vacations Wrldwde Cp (VAC) 0.0 $674k 5.2k 128.58
J Global (ZD) 0.0 $124k 1.3k 93.23
Sunpower (SPWR) 0.0 $109k 14k 7.87
Brookfield Renewable energy partners lpu (BEP) 0.0 $1.4M 30k 46.40
Jazz Pharmaceuticals (JAZZ) 0.0 $94k 632.00 148.73
Popular (BPOP) 0.0 $877k 15k 58.71
Interface (TILE) 0.0 $1.2M 76k 16.47
Mrc Global Inc cmn (MRC) 0.0 $19k 1.4k 13.57
Gold Std Ventures 0.0 $0 473.00 0.00
Ishares Inc emrgmkt dividx (DVYE) 0.0 $0 11M 0.00
Ishares Inc asia pac30 idx (DVYA) 0.0 $0 1.7M 0.00
Palo Alto Networks (PANW) 0.0 $51k 220.00 231.82
Ishares Inc core msci emkt (IEMG) 0.0 $306k 31M 0.01
Icon (ICLR) 0.0 $86k 504.00 170.63
Ubs Ag London Brh etracs mth2xre 0.0 $143k 10k 14.30
REPCOM cla 0.0 $73k 1.3k 54.28
Asanko Gold 0.0 $920k 1.0M 0.92
Sibanye Gold 0.0 $999.580000 106.00 9.43
Vanguard Whitehall Fds Inc emerg mkt bd etf (VWOB) 0.0 $103k 10M 0.01
Qiwi (QIWI) 0.0 $1.1M 59k 19.35
Mallinckrodt Pub 0.0 $187k 56k 3.33
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.0 $0 3.0M 0.00
Cdw (CDW) 0.0 $111k 782.00 141.94
Vanguard S&p 500 Etf idx (VOO) 0.0 $123k 4.1M 0.03
Kraneshares Tr csi chi internet (KWEB) 0.0 $98k 2.0k 49.00
Allegion Plc equity (ALLE) 0.0 $353k 2.8k 124.30
Dbx Etf Tr dbxtr har cs 300 (ASHR) 0.0 $0 8.3M 0.00
Graham Hldgs (GHC) 0.0 $95k 149.00 637.58
Burlington Stores (BURL) 0.0 $253k 1.1k 230.00
Biomarin Pharmaceutical Inc note 1.500%10/1 0.0 $540k 500k 1.08
Dbx Trackers db xtr msci eur (DBEU) 0.0 $0 34M 0.00
One Gas (OGS) 0.0 $146k 1.6k 93.05
Voya Financial (VOYA) 0.0 $122k 2.0k 60.76
Eagle Pharmaceuticals (EGRX) 0.0 $201k 3.3k 60.02
Pentair cs (PNR) 0.0 $490k 11k 45.79
Navient Corporation equity (NAVI) 0.0 $196k 14k 13.63
Dorian Lpg (LPG) 0.0 $111k 7.5k 14.80
Tarena International Inc- 0.0 $85k 43k 1.96
Spok Holdings (SPOK) 0.0 $164k 14k 12.19
Ishares Tr hdg msci germn (HEWG) 0.0 $107k 3.7k 28.92
Washington Prime (WB) 0.0 $218k 4.6k 47.62
Ishares Tr core msci euro (IEUR) 0.0 $0 55M 0.00
Ishares Tr core div grwth (DGRO) 0.0 $0 6.1M 0.00
Synchrony Financial (SYF) 0.0 $237k 6.6k 35.95
Ishares Crncy Hedgd Msci Em etp (HEEM) 0.0 $0 11M 0.00
Keysight Technologies (KEYS) 0.0 $54k 526.00 102.66
Ishares Tr cur hdg ms emu (HEZU) 0.0 $0 35M 0.00
Walgreen Boots Alliance (WBA) 0.0 $498k 8.4k 58.95
Fiat Chrysler Auto 0.0 $86k 5.9k 14.67
Diplomat Pharmacy 0.0 $459k 115k 3.99
Pra Health Sciences 0.0 $325k 2.9k 110.39
Store Capital Corp reit 0.0 $863k 23k 37.23
Ishares U S Etf Tr Commodities Select Strategy Etf (COMT) 0.0 $0 42M 0.00
Eversource Energy (ES) 0.0 $699k 8.2k 84.95
Chimera Investment Corp etf (CIM) 0.0 $62k 3.0k 20.53
Euronav Sa (EURN) 0.0 $83k 6.7k 12.39
Sesa Sterlite Ltd sp 0.0 $1.0M 120k 8.67
Ishares Tr intl dev ql fc (IQLT) 0.0 $0 10M 0.00
Allergan 0.0 $173k 906.00 191.25
Godaddy Inc cl a (GDDY) 0.0 $103k 1.5k 67.41
Shopify Inc cl a (SHOP) 0.0 $1.7M 4.2k 396.69
Bwx Technologies (BWXT) 0.0 $50k 803.00 62.27
Cemex Sab De Cv conv 0.0 $1.0M 1.0M 1.00
Alamos Gold Inc New Class A (AGI) 0.0 $47k 7.8k 6.06
Sunrun (RUN) 0.0 $22k 1.6k 13.75
Msg Network Inc cl a 0.0 $1.2M 66k 17.40
Pjt Partners (PJT) 0.0 $11k 250.00 44.00
Livanova Plc Ord (LIVN) 0.0 $33k 445.00 74.16
Ferrari Nv Ord (RACE) 0.0 $474k 3.3k 142.86
Global X Fds glb x lithium (LIT) 0.0 $0 25M 0.00
Liberty Media Corp Series C Li 0.0 $51k 1.1k 45.33
Under Armour Inc Cl C (UA) 0.0 $2.0k 125.00 16.00
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $0 289M 0.00
Beigene (BGNE) 0.0 $630k 3.8k 165.75
S&p Global (SPGI) 0.0 $420k 1.5k 271.84
Vaneck Vectors Etf Tr (HYEM) 0.0 $0 16M 0.00
Ekso Bionics Hldgs Inc Com cs 0.0 $31k 78k 0.40
Market Vectors Etf Tr Pfd Sec (PFXF) 0.0 $0 15M 0.00
California Res Corp 0.0 $0 10.00 0.00
Etf Managers Tr purefunds ise cy 0.0 $0 127M 0.00
Vaneck Vectors Etf Tr vietnam etf (VNM) 0.0 $0 2.9M 0.00
Ctrip Com Intl Ltd note 1.990% 7/0 0.0 $1.6M 1.5M 1.06
Fireeye Series B convertible security 0.0 $1.5M 1.5M 0.97
Ihs Markit 0.0 $1.6M 21k 74.83
Grupo Supervielle S A (SUPV) 0.0 $1.0M 270k 3.73
Ishares Inc etp (EWT) 0.0 $542k 13k 41.15
Ishares Msci Italy Capped Et etp (EWI) 0.0 $0 11M 0.00
Ishares Msci Global Metals & etp (PICK) 0.0 $0 2.3M 0.00
Ishares Msci United Kingdom Index etf (EWU) 0.0 $0 35M 0.00
Lamb Weston Hldgs (LW) 0.0 $40k 466.00 85.84
Smart Sand (SND) 0.0 $340k 136k 2.50
Aurora Cannabis Inc snc 0.0 $69k 36k 1.91
Canopy Gro 0.0 $162k 8.6k 18.84
Dxc Technology (DXC) 0.0 $0 2.00 0.00
Alio Gold 0.0 $3.0k 3.3k 0.91
Altice Usa Inc cl a (ATUS) 0.0 $81k 2.9k 27.49
Aphria Inc foreign 0.0 $155k 33k 4.73
Tidewater (TDW) 0.0 $58k 3.0k 19.33
Sierra Metals (SMTSF) 0.0 $664k 400k 1.66
Sea Ltd Adr Isin Us81141r1005 (SE) 0.0 $439k 11k 40.21
Lithium Americas Corp 0.0 $86k 27k 3.19
Greenbrier Companies Inc convertible security 0.0 $576k 600k 0.96
Iqiyi (IQ) 0.0 $376k 18k 21.24
Nuance Communications Inc note 1.250% 4/0 0.0 $555k 500k 1.11
Perspecta 0.0 $0 1.00 0.00
Invesco Exchng Traded Fd Tr china technlgy (CQQQ) 0.0 $420k 42M 0.01
Piedmont Lithium 0.0 $18k 2.2k 8.26
Garrett Motion (GTX) 0.0 $21k 1.1k 19.61
Frontdoor (FTDR) 0.0 $1.8M 38k 46.94
Ii-vi Incorp convertible security 0.0 $1.5M 1.5M 1.02
Istar Inc note 3.125% 9/1 0.0 $1.7M 1.5M 1.12
Ego (EGO) 0.0 $189k 24k 7.88
Resideo Technologies (REZI) 0.0 $5.9k 499.00 11.76
Livent Corp 0.0 $90k 11k 8.57
Marriott Vacation Worldw convertible security 0.0 $1.1M 1.0M 1.07
Exact Sciences convertible/ 0.0 $848k 750k 1.13
Micro Focus International 0.0 $21k 1.5k 13.99
Flex Lng (FLNG) 0.0 $201k 19k 10.36
Corteva (CTVA) 0.0 $0 5.4M 0.00
Pinterest Inc Cl A (PINS) 0.0 $163k 9.0k 18.11
Blackstone Group Inc Com Cl A (BX) 0.0 $560k 10k 56.00
Beyond Meat (BYND) 0.0 $499k 6.7k 74.20
Lendingclub Corp (LC) 0.0 $821k 66k 12.41
Xerox Corp (XRX) 0.0 $2.0M 54k 36.89
Americas Gold And Silver Cor (USAS) 0.0 $1.0M 318k 3.28
Fti Consulting Inc note 2.000% 8/1 0.0 $1.9M 1.5M 1.25
Rts/bristol-myers Squibb Compa 0.0 $263k 86k 3.05