Wolverine Asset Management

Wolverine Asset Management as of Sept. 30, 2019

Portfolio Holdings for Wolverine Asset Management

Wolverine Asset Management holds 1202 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 8.0 $630M 2.1M 296.77
iShares Russell 2000 Index (IWM) 5.1 $404M 2.7M 151.34
Proshares Tr ultrapro qqq (TQQQ) 4.7 $368M 6.0M 61.63
Coupa Software Inc note 0.375% 1/1 2.7 $212M 73M 2.91
ProShares Ultra S&P500 (SSO) 2.5 $193M 1.5M 128.45
Direxion Daily Large Cp Bull 3X (SPXL) 2.3 $182M 3.5M 52.31
Direxion Daily Small Cp Bull 3X (TNA) 1.9 $152M 2.7M 55.67
ProShares UltraPro S&P 500 (UPRO) 1.7 $137M 2.5M 55.27
Advanced Micro Devices Inc Note 2.125% 9/0 bond 1.5 $115M 31M 3.74
Sarepta Therapeutics note 1.500% 11/1 1.4 $108M 82M 1.32
Sea Ltd bond 1.3 $104M 60M 1.74
Mercadolibre Inc convertible security 1.2 $94M 64M 1.48
Invesco Qqq Trust Series 1 (QQQ) 1.1 $89M 473k 188.81
iShares iBoxx $ High Yid Corp Bond (HYG) 1.1 $84M 968k 87.13
Square Inc convertible security 1.1 $84M 31M 2.72
Zendesk Inc convertible security 1.1 $83M 63M 1.32
Advanced Micro Devices (AMD) 1.1 $83M 2.9M 28.99
Chegg Inc note 0.250% 5/1 1.0 $80M 62M 1.29
Teladoc Inc note 3.000%12/1 1.0 $80M 47M 1.71
Microchip Technology Inc note 1.625% 2/1 1.0 $76M 40M 1.90
Nuvasive Inc note 2.250% 3/1 0.9 $74M 62M 1.18
Etsy Inc convertible security 0.8 $66M 39M 1.68
Ringcentral Inc convertible security 0.8 $66M 41M 1.62
Momo Inc note 1.250% 7/0 0.8 $66M 73M 0.90
Lendingtree Inc convertible security 0.8 $64M 40M 1.60
Ttm Technologies Inc conv 0.8 $62M 47M 1.33
Twilio Inc Note 0.250 6/0 bnd 0.8 $60M 36M 1.67
iShares MSCI Emerging Markets Indx (EEM) 0.7 $56M 1.4M 40.87
Zillow Group Inc note 2.000%12/0 0.7 $56M 57M 0.99
Five9 Inc note 0.125% 5/0 0.7 $55M 38M 1.45
Allegheny Technologies Inc note 4.750% 7/0 0.7 $54M 34M 1.57
Pacira Pharmaceuticals Inc convertible security 0.7 $55M 55M 0.99
Alteryx 0.7 $54M 22M 2.48
New Relic Inc note 0.500% 5/0 0.7 $54M 57M 0.95
Colfax Corp unit 01/15/2022t 0.7 $53M 406k 130.43
Proshares Short Vix St Futur etf (SVXY) 0.6 $49M 918k 53.41
Dish Network Corp note 3.375% 8/1 0.6 $48M 53M 0.92
Twitter Inc note 1.000% 9/1 0.6 $48M 48M 0.99
Dexcom Inc dbcv 0.750% 5/1 0.6 $48M 30M 1.59
Inphi Corp note 1.125%12/0 0.6 $45M 29M 1.57
Iqiyi (IQ) 0.6 $44M 2.7M 16.12
J2 Global Inc note 3.250% 6/1 0.5 $42M 30M 1.42
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.5 $42M 37M 1.14
iShares FTSE/Xinhua China 25 Index (FXI) 0.5 $41M 1.0M 39.80
Intercept Pharmas conv 0.5 $39M 45M 0.87
Hubspot convertible security 0.5 $40M 24M 1.67
Herbalife Ltd convertible security 0.5 $39M 42M 0.94
Realpage Inc note 1.500%11/1 0.5 $37M 24M 1.58
Q2 Holdings Inc convertible security 0.5 $37M 25M 1.48
iShares MSCI Hong Kong Index Fund (EWH) 0.5 $35M 1.6M 22.70
Alder Biopharmaceuticals Inc convertible security 0.5 $36M 32M 1.11
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.4 $33M 33M 1.00
Innoviva Inc note 2.500% 8/1 0.4 $31M 33M 0.96
Vishay Intertechnology convertible security 0.4 $31M 33M 0.94
New Residential Investment (RITM) 0.4 $30M 1.9M 15.68
First Majestic Silver Corp note 1.875% 3/0 0.4 $30M 26M 1.18
Ligand Pharmaceuticals Inc note 0.750% 5/1 0.4 $29M 34M 0.84
Knowles Corp note 3.250%11/0 0.3 $27M 21M 1.28
Zions Bancorporation *w exp 05/22/202 0.3 $26M 2.2M 11.89
DISH Network 0.3 $25M 743k 34.07
Radius Health Inc note 3.000% 9/0 0.3 $25M 27M 0.92
Sea Ltd Adr Isin Us81141r1005 (SE) 0.3 $25M 805k 30.95
Avantor Inc 6.25 pfd cnv sr 0.3 $25M 466k 53.52
Envestnet Inc note 1.750%12/1 0.3 $25M 25M 1.01
Blackberry Ltd ebt 3.750%11/1 0.3 $25M 25M 1.00
Encore Cap Europe Fin Ltd note 4.500% 9/0 0.3 $25M 24M 1.03
Amag Pharmaceuticals Inc note 2.500% 2/1 0.3 $24M 29M 0.82
Armour Residential Reit Inc Re 0.3 $23M 1.4M 16.75
Theravance Biopharma Inc note 3.250%11/0 0.3 $22M 24M 0.93
Ptc Therapeutics Inc conv bd us 0.3 $21M 21M 1.04
iShares Dow Jones Select Dividend (DVY) 0.3 $20M 200k 101.95
Vocera Communications Inc note 1.500% 5/1 0.3 $20M 20M 1.05
Medicines Company 0.2 $20M 399k 50.00
Virtus Investment Partners convertible preferred security 0.2 $20M 203k 96.15
Altaba 0.2 $20M 1.0M 19.48
TransDigm Group Incorporated (TDG) 0.2 $19M 36k 520.66
Renewable Energy Group Inc note 4.000% 6/1 0.2 $19M 13M 1.50
Ezcorp Inc note 2.875% 7/0 0.2 $19M 20M 0.95
SPDR Gold Trust (GLD) 0.2 $19M 133k 138.86
Mongodb Inc convertible security 0.2 $18M 9.6M 1.88
IAC/InterActive 0.2 $18M 81k 217.93
Danaher Corporation (DHR) 0.2 $18M 123k 144.42
Twitter 0.2 $17M 417k 41.20
Fireeye Inc note 0.875% 6/0 0.2 $17M 19M 0.94
Intercept Pharmaceuticals In Note 2.000 5/1 bnd 0.2 $17M 19M 0.91
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.2 $17M 115k 143.08
Meritor Inc conv 0.2 $17M 10M 1.66
Exact Sciences Corp convertible/ 0.2 $16M 12M 1.41
Magnachip Semiconductor Sa Note 5.000 3/0 bnd 0.2 $17M 12M 1.38
Tesla Motors (TSLA) 0.2 $16M 65k 240.83
Momo 0.2 $16M 506k 30.98
Direxion Shs Etf Tr call 0.2 $16M 907k 17.15
Unisys Corp note 5.500% 3/0 0.2 $16M 14M 1.10
Encore Cap Group Inc note 3.250% 3/1 0.2 $16M 16M 1.02
Okta Inc cl a 0.2 $16M 7.6M 2.11
BP (BP) 0.2 $15M 400k 37.99
Financial Select Sector SPDR (XLF) 0.2 $15M 549k 28.00
Invacare Corp conv bnd 0.2 $15M 16M 0.93
Retrophin Inc note 2.500% 9/1 0.2 $15M 20M 0.74
Energizer Hldgs Inc New 7.5 mcnv pfd a 0.2 $15M 159k 94.92
Veoneer Incorporated Note note 4.000% 6/0 0.2 $15M 15M 0.99
Square Inc cl a (SQ) 0.2 $14M 231k 61.92
Transocean (RIG) 0.2 $14M 3.1M 4.47
Scientific Games (LNW) 0.2 $14M 666k 20.35
Intercept Pharmaceuticals In 0.2 $14M 206k 66.36
Crown Castle Intl Corp New 6.875% con pfd a 0.2 $14M 11k 1263.92
Assurant Inc convertible preferred security 0.2 $14M 110k 125.11
Sempra Energy convertible preferred security 0.2 $14M 116k 118.17
Mattel (MAT) 0.2 $12M 1.1M 11.39
Washington Prime (WB) 0.2 $13M 282k 44.74
Immunomedics Inc note 4.750% 2/1 0.2 $12M 4.6M 2.65
Two Hbrs Invt Corp Com New reit 0.2 $13M 980k 13.13
Dominion Energy Inc unit 99/99/9999 0.2 $13M 122k 105.64
Fti Consulting Inc note 2.000% 8/1 0.2 $13M 10M 1.22
MGIC Investment (MTG) 0.1 $12M 957k 12.58
ViaSat (VSAT) 0.1 $12M 160k 75.32
Ag Mtg Invt Tr 0.1 $12M 762k 15.15
Vaneck Vectors Semiconductor Etf semiconductor (SMH) 0.1 $12M 100k 119.13
Bilibili Ads (BILI) 0.1 $12M 865k 14.12
Gopro Inc note 3.500% 4/1 0.1 $12M 12M 0.98
Gain Cap Hldgs Inc bond 0.1 $12M 13M 0.93
Quotient Technology Inc convertible security 0.1 $12M 13M 0.94
Netflix (NFLX) 0.1 $11M 42k 267.60
Becton Dickinson & Co pfd shs conv a 0.1 $11M 174k 61.94
Barclays Bk Plc cmn 0.1 $11M 477k 23.74
Fortive Corporation convertible preferred security 0.1 $11M 12k 901.93
Pdl Biopharma Inc note 2.750%12/0 0.1 $11M 12M 0.94
Herbalife Ltd Com Stk (HLF) 0.1 $11M 279k 37.86
Cherry Hill Mort (CHMI) 0.1 $11M 800k 13.10
Tpg Pace Hldgs Corp cl a 0.1 $10M 997k 10.28
Insmed Inc convertible security 0.1 $10M 12M 0.83
Osi Systems Inc convertible security 0.1 $11M 9.5M 1.12
Nabors Industries Ltd 6% pfd cnv sr a 0.1 $10M 622k 16.18
South Jersey Inds Inc unit 99/99/9999 0.1 $9.9M 190k 52.07
Insulet Corporation (PODD) 0.1 $9.4M 57k 164.93
Invesco Currencyshares British Pound Sterling Trust etf (FXB) 0.1 $9.5M 80k 119.25
Optimizerx Ord (OPRX) 0.1 $9.4M 651k 14.48
Nutanix Inc convertible security 0.1 $9.8M 10M 0.94
Baozun (BZUN) 0.1 $8.8M 205k 42.70
Pretium Res Inc debt 2.250% 3/1 0.1 $8.7M 8.3M 1.05
Viavi Solutions Inc convertible security 0.1 $8.6M 7.0M 1.23
Uber Technologies (UBER) 0.1 $8.5M 280k 30.47
United Parcel Service (UPS) 0.1 $8.1M 68k 119.80
Avon Products 0.1 $7.7M 1.7M 4.40
NCR Corporation (VYX) 0.1 $8.3M 262k 31.56
MercadoLibre (MELI) 0.1 $7.8M 14k 551.20
Anworth Mortgage Asset Corporation 0.1 $7.8M 2.3M 3.30
Liberty Property Trust 0.1 $7.8M 153k 51.32
EXACT Sciences Corporation (EXAS) 0.1 $7.8M 87k 90.37
Retail Properties Of America 0.1 $7.7M 629k 12.32
Zillow Group Inc Cl C Cap Stk (Z) 0.1 $7.7M 258k 29.80
Lexicon note5 0.1 $8.1M 12M 0.66
Sunpower Corp dbcv 4.000% 1/1 0.1 $7.9M 8.7M 0.91
Harmonic Inc note 4.000 12/0 0.1 $7.7M 5.9M 1.30
Senseonics Hldgs Inc note 5.250% 2/0 0.1 $8.0M 8.5M 0.95
Leo Holdings Corp 0.1 $7.8M 758k 10.24
Spartan Energy Acquisition Cl A Ord 0.1 $7.7M 759k 10.10
Pure Storage Inc note 0.125% 4/1 0.1 $7.6M 7.7M 0.99
Ensco 0.1 $7.9M 1.7M 4.81
Prft 2 3/8 9/15/23 convertible bond 0.1 $7.8M 6.5M 1.20
Chevron Corporation (CVX) 0.1 $6.8M 58k 118.59
Union Pacific Corporation (UNP) 0.1 $6.9M 43k 161.98
United Technologies Corporation 0.1 $7.0M 51k 136.51
Celgene Corporation 0.1 $7.1M 72k 99.29
United States Steel Corporation (X) 0.1 $6.9M 601k 11.55
ProShares Ultra QQQ (QLD) 0.1 $7.3M 75k 96.72
Ligand Pharmaceuticals In (LGND) 0.1 $7.5M 75k 99.53
Timkensteel Corp note 6.000% 6/0 0.1 $7.4M 8.0M 0.93
Twilio Inc cl a (TWLO) 0.1 $7.2M 66k 109.95
Inotek Pharmaceuticals 5.75% Cb 08/01/2021-registe bond 0.1 $7.4M 7.5M 0.99
Amyris (AMRSQ) 0.1 $7.4M 1.6M 4.76
Everbridge Inc bond 0.1 $7.0M 3.7M 1.90
Colony Cr Real Estate Inc Com Cl A reit 0.1 $7.3M 504k 14.46
Far Pt Acquisition Corp cl a founders sh 0.1 $6.9M 679k 10.22
Infinera Corporation note 2.125% 9/0 0.1 $7.3M 8.4M 0.87
Exact Sciences convertible/ 0.1 $7.5M 6.9M 1.08
Suntrust Banks Inc $1.00 Par Cmn 0.1 $6.1M 89k 68.80
Gulfport Energy Corporation 0.1 $6.2M 2.4M 2.60
Medidata Solutions 0.1 $6.3M 69k 91.49
First Majestic Silver Corp (AG) 0.1 $6.4M 705k 9.09
Caesars Entertainment 0.1 $6.3M 536k 11.66
Orchid Is Cap 0.1 $6.2M 1.1M 5.75
Gopro (GPRO) 0.1 $6.4M 1.2M 5.18
Pra Group Inc conv 0.1 $6.1M 6.1M 1.00
Sm Energy Co note 1.500% 7/0 0.1 $6.4M 7.0M 0.91
Adient (ADNT) 0.1 $6.7M 290k 22.96
Gds Holdings ads (GDS) 0.1 $6.0M 149k 40.08
Manitowoc Co Inc/the (MTW) 0.1 $6.5M 518k 12.48
Nebula Acquisition Corp 0.1 $6.6M 645k 10.20
Dfb Healthcare Acquistion 0.1 $6.5M 637k 10.18
Calamp Corp note 2.000% 8/0 0.1 $6.2M 7.5M 0.82
New Providence Acquisitin Co unit 09/01/2024 0.1 $6.2M 615k 10.09
American Express Company (AXP) 0.1 $5.9M 50k 118.28
Starbucks Corporation (SBUX) 0.1 $5.2M 59k 88.39
American Intl Group 0.1 $5.2M 368k 14.11
Direxion Daily Fin Bull 3x dly (FAS) 0.1 $5.5M 71k 77.64
Knot Offshore Partners (KNOP) 0.1 $5.8M 305k 19.09
American Homes 4 Rent-a reit (AMH) 0.1 $5.7M 220k 25.89
Allergan 0.1 $5.4M 32k 168.28
Versum Matls 0.1 $5.1M 97k 52.93
Intrexon Corp note 3.500% 7/0 0.1 $5.7M 9.0M 0.63
Apartment Invt And Mgmt Co -a 0.1 $5.2M 100k 52.13
Fintech Acquisition Corp Iii 0.1 $5.5M 545k 10.07
Direxion Shares Etf Tr-direxio etf 0.1 $5.9M 103k 57.14
Altair Engr Inc note 0.250% 6/0 0.1 $5.2M 5.1M 1.01
AMAG Pharmaceuticals 0.1 $4.9M 425k 11.55
Goodyear Tire & Rubber Company (GT) 0.1 $4.6M 316k 14.40
Ctrip.com International 0.1 $4.5M 153k 29.29
iShares NASDAQ Biotechnology Index (IBB) 0.1 $5.0M 50k 99.50
Carrizo Oil & Gas 0.1 $4.4M 517k 8.58
El Paso Electric Company 0.1 $4.6M 68k 67.07
Builders FirstSource (BLDR) 0.1 $4.7M 229k 20.58
Hudson Pacific Properties (HPP) 0.1 $5.1M 151k 33.46
TAL Education (TAL) 0.1 $5.0M 147k 34.24
Kayne Anderson Mdstm Energy 0.1 $4.4M 405k 10.83
Clearbridge Energy Mlp Opp F 0.1 $4.5M 512k 8.70
Xylem (XYL) 0.1 $4.6M 57k 79.61
Constellium Holdco B V cl a 0.1 $4.9M 388k 12.71
Zayo Group Hldgs 0.1 $4.7M 137k 33.90
Gannett 0.1 $4.9M 459k 10.74
Dte Energy Co conv p 0.1 $4.6M 80k 57.88
Pdl Biopharma Inc note 2.750 12/0 0.1 $4.9M 5.0M 0.97
Trinity Merger Corp 0.1 $4.4M 424k 10.44
Far Pt Acquisition Corp unit 06/01/2025 0.1 $4.5M 417k 10.69
Lf Cap Acquisition Corp cl a 0.1 $4.7M 460k 10.26
Nio Inc spon ads (NIO) 0.1 $4.4M 2.8M 1.56
Centerpnt Enrg Ds Rep 1/20 Srs B Prf 0.1 $4.9M 94k 52.35
Linde 0.1 $4.6M 24k 193.71
Mosaic Acquisition Corp 0.1 $4.4M 423k 10.33
Churchill Cap Corp Ii unit 99/99/9999 0.1 $4.7M 449k 10.51
Direxion Shs Etf Tr daily sm cp bear 0.1 $4.9M 104k 46.98
Landcadia Holdings Ii Unt 0.1 $4.5M 450k 10.10
South Mountain Merger Unt 0.1 $4.4M 419k 10.50
Apex Technology Acquisitn Co unit 06/11/2026 0.1 $4.6M 450k 10.19
Via 0.1 $4.2M 173k 24.03
Boeing Company (BA) 0.1 $4.0M 10k 380.41
International Business Machines (IBM) 0.1 $3.6M 25k 145.40
Target Corporation (TGT) 0.1 $3.8M 36k 106.88
Valley National Ban (VLY) 0.1 $4.2M 389k 10.87
WABCO Holdings 0.1 $4.1M 30k 133.73
Vector (VGR) 0.1 $3.8M 315k 11.91
Duke Realty Corporation 0.1 $4.2M 122k 33.96
Extra Space Storage (EXR) 0.1 $4.2M 36k 116.80
Chart Industries (GTLS) 0.1 $3.7M 60k 62.35
Asa (ASA) 0.1 $3.9M 326k 12.02
Clearbridge Energy M 0.1 $4.1M 364k 11.38
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.1 $3.8M 422k 8.92
Pdc Energy 0.1 $3.7M 135k 27.74
Blackberry (BB) 0.1 $3.8M 729k 5.25
Radius Health 0.1 $3.7M 144k 25.75
Wayfair (W) 0.1 $4.0M 36k 112.09
Qorvo (QRVO) 0.1 $3.9M 52k 74.12
Energizer Holdings (ENR) 0.1 $4.0M 93k 43.57
Wright Medical Group Nv 0.1 $4.2M 205k 20.63
Tailored Brands 0.1 $4.1M 928k 4.40
Hertz Global Holdings 0.1 $3.6M 259k 13.83
Snap Inc cl a (SNAP) 0.1 $3.9M 246k 15.80
Kkr Real Estate Finance Trust (KREF) 0.1 $4.0M 204k 19.53
Cleveland-cliffs (CLF) 0.1 $3.8M 525k 7.22
Social Cap Hedosophia Hldgs cl a 0.1 $3.8M 356k 10.70
Cnx Resources Corporation (CNX) 0.1 $3.6M 490k 7.26
Exantas Cap Corp 0.1 $4.0M 348k 11.37
Proshares Tr Ii ultra vix short 0.1 $3.9M 149k 26.03
Tilray (TLRY) 0.1 $3.7M 148k 24.73
Megalith Finl Acquisition Co cl a 0.1 $4.1M 400k 10.16
Restoration Hardware Hldgs I dbcv 7/1 0.1 $3.7M 2.5M 1.49
Istar Inc note 3.125% 9/1 0.1 $4.2M 4.0M 1.06
Huazhu Group Ltd convertible security 0.1 $3.9M 3.8M 1.04
Change Healthcare Inc unit 99/99/9999 0.1 $4.3M 91k 47.71
Rmg Acquisition Corp cl a 0.1 $3.9M 398k 9.85
Xerox Corp (XRX) 0.1 $3.7M 122k 29.90
Accelerate Diagnostics Inc bond 0.1 $4.1M 5.0M 0.82
Nextera Energy Inc unit 09/01/2022s 0.1 $4.0M 79k 50.26
Haymaker Acquisition Corp Ii 0.1 $3.7M 375k 9.90
Crown Holdings (CCK) 0.0 $3.0M 45k 66.04
Morgan Stanley India Investment Fund (IIF) 0.0 $3.5M 185k 18.95
Emerson Electric (EMR) 0.0 $3.0M 45k 66.84
United Rentals (URI) 0.0 $3.0M 24k 124.63
Micron Technology (MU) 0.0 $3.1M 72k 42.61
FMC Corporation (FMC) 0.0 $3.1M 35k 87.68
BorgWarner (BWA) 0.0 $3.1M 85k 36.67
Equity Lifestyle Properties (ELS) 0.0 $3.2M 24k 133.56
Arbor Realty Trust (ABR) 0.0 $3.2M 242k 13.11
Direxion Daily Energy Bull 3X 0.0 $3.5M 223k 15.58
Proofpoint 0.0 $3.3M 26k 129.03
Intrexon 0.0 $2.8M 494k 5.70
Qts Realty Trust 0.0 $3.3M 64k 51.41
Amc Entmt Hldgs Inc Cl A 0.0 $2.9M 267k 10.70
Voya Infrastructure Industrial & Materia (IDE) 0.0 $3.2M 283k 11.45
Cdk Global Inc equities 0.0 $3.3M 69k 48.08
Tekla Life Sciences sh ben int (HQL) 0.0 $3.3M 219k 15.10
Enova Intl (ENVA) 0.0 $3.1M 148k 20.75
Paramount Group Inc reit (PGRE) 0.0 $3.4M 254k 13.35
Etsy (ETSY) 0.0 $3.4M 61k 56.50
Life Storage Inc reit 0.0 $3.2M 30k 105.40
Granite Pt Mtg Tr (GPMT) 0.0 $3.5M 185k 18.74
Willscot Corp 0.0 $2.9M 185k 15.58
Vectoiq Acquisition Corp 0.0 $3.1M 300k 10.21
Pra Group Inc convertible security 0.0 $3.2M 3.1M 1.01
Gs Acquisition Hldgs Corp unit 06/12/2023 0.0 $2.9M 275k 10.65
Magnolia Oil & Gas Corp magnolia oil & gas corp (MGY) 0.0 $2.9M 265k 11.10
Zillow Group Inc convertible/ 0.0 $3.5M 4.0M 0.88
Forum Merger Ii Corp cl a 0.0 $3.2M 318k 10.11
Cf Fin Acquisition Corp unit 04/30/2025 0.0 $3.2M 300k 10.59
Collier Creek Holdings unit 99/99/9999 0.0 $2.8M 262k 10.70
Scorpio Tankers (STNG) 0.0 $2.8M 94k 29.75
Chaserg Technlgy Acquisitn C class a 0.0 $3.0M 295k 10.11
Hennessy Cap Acqustion Corp unit 99/99/9999 0.0 $3.4M 324k 10.55
Trine Acquisition Corp unit 03/31/2021 0.0 $2.9M 285k 10.35
Pivotal Acquisition Cl A Ord 0.0 $3.0M 295k 10.18
Monocle Acquisition Corp 0.0 $3.1M 308k 10.00
Tuscan Holdings Corp 0.0 $3.0M 302k 9.80
Haymaker Acquisition Unt 0.0 $2.9M 278k 10.33
Acamar Partners Acqsition Co cl a 0.0 $3.5M 350k 9.90
Churchill Cap Corp Ii cl a 0.0 $3.5M 349k 10.02
Switchback Energy acquisitio unit 0.0 $3.5M 350k 10.00
Pivotal Invt Corp Ii unit 06/01/2025 0.0 $3.0M 290k 10.18
Tuscan Hldgs Corp Ii unit 04/01/2026 0.0 $3.3M 330k 10.05
Host Hotels & Resorts (HST) 0.0 $2.5M 143k 17.28
Newmont Mining Corporation (NEM) 0.0 $2.0M 53k 37.90
Sealed Air (SEE) 0.0 $2.1M 51k 41.50
Zebra Technologies (ZBRA) 0.0 $2.5M 12k 206.33
Vulcan Materials Company (VMC) 0.0 $2.0M 13k 151.18
SVB Financial (SIVBQ) 0.0 $2.1M 10k 208.90
Western Digital (WDC) 0.0 $2.1M 35k 59.62
Rent-A-Center (UPBD) 0.0 $2.3M 90k 25.78
WellCare Health Plans 0.0 $2.2M 8.4k 259.16
Raytheon Company 0.0 $2.6M 13k 196.12
CVS Caremark Corporation (CVS) 0.0 $2.5M 40k 63.05
CenturyLink 0.0 $2.5M 202k 12.48
Canadian Pacific Railway 0.0 $2.7M 12k 222.42
Calumet Specialty Products Partners, L.P (CLMT) 0.0 $2.4M 667k 3.64
AvalonBay Communities (AVB) 0.0 $2.1M 9.7k 215.23
Illumina (ILMN) 0.0 $2.0M 6.6k 304.08
W&T Offshore (WTI) 0.0 $2.2M 514k 4.37
CIRCOR International 0.0 $2.6M 70k 37.55
Community Health Systems (CYH) 0.0 $2.0M 552k 3.60
Infinera (INFN) 0.0 $2.1M 388k 5.40
Monotype Imaging Holdings 0.0 $2.6M 132k 19.80
Genesee & Wyoming 0.0 $2.0M 18k 110.46
Scotts Miracle-Gro Company (SMG) 0.0 $2.0M 20k 101.80
Sunstone Hotel Investors (SHO) 0.0 $2.2M 160k 13.73
HCP 0.0 $2.3M 65k 35.62
Nanometrics Incorporated 0.0 $2.1M 65k 32.62
National Retail Properties (NNN) 0.0 $2.6M 46k 56.39
Nabors Industries 0.0 $2.1M 1.1M 1.87
Brandywine Realty Trust (BDN) 0.0 $2.0M 132k 15.15
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $2.3M 218k 10.43
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $2.0M 156k 13.04
Sabra Health Care REIT (SBRA) 0.0 $2.2M 95k 22.95
General Motors Company (GM) 0.0 $2.4M 64k 37.47
CoreSite Realty 0.0 $2.7M 22k 121.81
Motorola Solutions (MSI) 0.0 $2.1M 13k 170.40
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $2.2M 58k 37.52
Boulder Growth & Income Fund (STEW) 0.0 $2.6M 231k 11.20
BlackRock Floating Rate Income Trust (BGT) 0.0 $2.2M 181k 12.27
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $2.3M 184k 12.62
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $2.1M 162k 13.22
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.0 $2.6M 473k 5.43
Citigroup (C) 0.0 $2.5M 36k 69.07
Cubesmart (CUBE) 0.0 $2.1M 61k 34.89
Pretium Res Inc Com Isin# Ca74 0.0 $2.5M 221k 11.50
Clearbridge Energy M 0.0 $2.4M 272k 8.91
Sarepta Therapeutics (SRPT) 0.0 $2.5M 33k 75.31
Tower Semiconductor (TSEM) 0.0 $2.4M 123k 19.23
Hannon Armstrong (HASI) 0.0 $2.3M 78k 29.09
Neuberger Berman Mlp Income (NML) 0.0 $2.7M 369k 7.20
Sirius Xm Holdings (SIRI) 0.0 $2.4M 387k 6.25
Parsley Energy Inc-class A 0.0 $2.2M 132k 16.80
H & Q Healthcare Fund equities (HQH) 0.0 $2.6M 143k 18.34
Legacytexas Financial 0.0 $2.7M 62k 43.52
Urban Edge Pptys (UE) 0.0 $2.1M 107k 19.78
Inovalon Holdings Inc Cl A 0.0 $2.0M 125k 16.38
Petroleum & Res Corp Com cef (PEO) 0.0 $2.2M 139k 15.82
Chemours (CC) 0.0 $2.1M 143k 14.86
Evolent Health (EVH) 0.0 $2.4M 334k 7.19
Acacia Communications 0.0 $2.0M 30k 65.37
Nutanix Inc cl a (NTNX) 0.0 $2.3M 87k 26.25
Advanced Disposal Services I 0.0 $2.7M 84k 32.00
Aurora Cannabis Inc snc 0.0 $2.2M 500k 4.39
Welbilt 0.0 $2.1M 125k 16.86
Aphria Inc foreign 0.0 $2.3M 446k 5.19
Tpg Re Finance Trust Inc reit (TRTX) 0.0 $2.8M 139k 19.83
Tutor Perini Corp convertible security 0.0 $2.4M 2.5M 0.95
Leisure Acquisition Corp 0.0 $2.0M 200k 10.24
Silicon Laboratories Inc convertible security 0.0 $2.6M 2.0M 1.31
Victory Cap Hldgs (VCTR) 0.0 $2.6M 167k 15.38
Alpine Global Premier Pptys Fd Com Sbi cef (AWP) 0.0 $2.4M 394k 6.22
Pivotal Software Inc ordinary shares 0.0 $2.1M 141k 14.91
Twelve Seas Investment Compa 0.0 $2.3M 225k 10.24
Team Inc note 5.000% 8/0 0.0 $2.2M 2.0M 1.11
Intl F & F convertible preferred security 0.0 $2.6M 55k 46.93
Redfin Corp convertible security 0.0 $2.8M 3.0M 0.92
Gs Acquisition Holdings Cl A Ord 0.0 $2.3M 225k 10.20
Rmbs 1 3/8 2/1/23 convertible bond 0.0 $2.2M 2.2M 1.00
Collier Creek Holdings 0.0 $2.5M 245k 10.19
Arya Sciences Acquisition-a shs cl a 0.0 $2.7M 266k 10.31
Pimco Energy & Tactical (PDX) 0.0 $2.3M 132k 17.50
Cf Fin Acquisition Corp 0.0 $2.0M 200k 10.14
Trine Acquisition Cl A Ord 0.0 $2.3M 235k 9.87
Diamond Eagle Acquisition Co unit 0.0 $2.5M 247k 10.17
Act Ii Global Acquisition Co Cl A (ACTT) 0.0 $2.5M 257k 9.85
Crescent Acquisition Corp 0.0 $2.5M 250k 9.90
Tortoise Acquisition Corp cl a 0.0 $2.0M 200k 9.88
Conyers Pk Ii co unit 0.0 $2.1M 194k 10.65
Mesa Labs Inc note 1.375% 8/1 0.0 $2.7M 2.5M 1.07
Thunder Brdg Acquistion Ii L unit 99/99/9999 0.0 $2.6M 257k 10.18
Oaktree Acquisition Corp unit 99/99/9999 0.0 $2.0M 202k 10.16
Glre 4 08/01/23 note 4.000% 8/0 0.0 $2.2M 2.4M 0.94
At&t (T) 0.0 $1.9M 50k 37.84
J.C. Penney Company 0.0 $1.6M 1.7M 0.89
Microchip Technology (MCHP) 0.0 $1.5M 16k 92.89
Stanley Black & Decker (SWK) 0.0 $1.6M 11k 144.33
Sherwin-Williams Company (SHW) 0.0 $1.9M 3.4k 549.58
KBR (KBR) 0.0 $1.2M 50k 24.54
Tyson Foods (TSN) 0.0 $1.3M 15k 86.13
Hess (HES) 0.0 $1.5M 25k 60.48
First Industrial Realty Trust (FR) 0.0 $1.3M 33k 39.55
IDEX Corporation (IEX) 0.0 $1.9M 12k 163.81
Pioneer Floating Rate Trust (PHD) 0.0 $1.2M 117k 10.52
Avis Budget (CAR) 0.0 $1.6M 57k 28.24
Cypress Semiconductor Corporation 0.0 $1.3M 54k 23.33
Pennsylvania R.E.I.T. 0.0 $1.3M 235k 5.72
Synaptics, Incorporated (SYNA) 0.0 $1.3M 33k 39.95
Mack-Cali Realty (VRE) 0.0 $1.5M 69k 21.66
CenterPoint Energy (CNP) 0.0 $1.7M 57k 30.18
H&E Equipment Services (HEES) 0.0 $1.2M 42k 28.84
LivePerson (LPSN) 0.0 $1.5M 42k 35.69
Royal Gold (RGLD) 0.0 $1.2M 10k 123.20
Navigant Consulting 0.0 $1.6M 59k 27.94
Tanger Factory Outlet Centers (SKT) 0.0 $1.8M 114k 15.48
Teradyne (TER) 0.0 $1.5M 26k 57.89
Taubman Centers 0.0 $1.6M 40k 40.81
Iamgold Corp (IAG) 0.0 $1.4M 407k 3.37
SPDR KBW Regional Banking (KRE) 0.0 $1.6M 30k 52.75
Teck Resources Ltd cl b (TECK) 0.0 $1.3M 80k 16.22
Mellanox Technologies 0.0 $1.9M 18k 109.55
Pilgrim's Pride Corporation (PPC) 0.0 $1.3M 40k 32.03
Camden Property Trust (CPT) 0.0 $1.5M 13k 110.97
Consumer Discretionary SPDR (XLY) 0.0 $1.5M 12k 120.64
Templeton Dragon Fund (TDF) 0.0 $1.5M 85k 17.90
SPDR S&P Biotech (XBI) 0.0 $1.6M 22k 76.21
Cincinnati Bell Inc 6.75% Cum p 0.0 $1.8M 55k 32.50
John Hancock Bank & Thrift Opportu. Fund (BTO) 0.0 $1.9M 59k 32.16
Fiduciary/Claymore MLP Opportunity Fund 0.0 $1.3M 144k 8.86
Royce Micro Capital Trust (RMT) 0.0 $1.8M 221k 8.04
Blackrock Muniyield Insured Fund (MYI) 0.0 $1.6M 116k 13.57
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $1.6M 136k 11.99
Templeton Emerging Markets (EMF) 0.0 $1.7M 113k 14.65
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.0 $1.3M 115k 11.08
BlackRock Core Bond Trust (BHK) 0.0 $1.2M 82k 14.44
Blackrock California Mun. Income Trust (BFZ) 0.0 $1.2M 91k 13.68
Aberdeen Chile Fund (AEF) 0.0 $1.9M 278k 6.96
Nuveen North Carol Premium Incom Mun 0.0 $1.2M 91k 13.51
Wesco Aircraft Holdings 0.0 $1.6M 146k 11.00
Sunpower (SPWR) 0.0 $1.6M 148k 10.97
Clovis Oncology 0.0 $1.9M 481k 3.92
Tortoise Pipeline & Energy 0.0 $1.7M 130k 13.25
Salient Midstream & M 0.0 $1.7M 217k 7.86
Icad (ICAD) 0.0 $1.5M 219k 6.85
Tenet Healthcare Corporation (THC) 0.0 $1.5M 77k 20.00
Cushing Renaissance 0.0 $1.6M 118k 13.27
Realogy Hldgs (HOUS) 0.0 $1.6M 244k 6.68
Hd Supply 0.0 $1.3M 33k 39.15
Fireeye 0.0 $1.7M 124k 13.34
Empire St Rlty Tr Inc cl a (ESRT) 0.0 $1.9M 130k 14.27
Thl Cr Sr Ln 0.0 $1.4M 92k 15.02
Endo International (ENDPQ) 0.0 $1.3M 417k 3.20
Voya Global Eq Div & Pr Opp (IGD) 0.0 $1.8M 294k 6.00
Healthcare Tr Amer Inc cl a 0.0 $1.2M 41k 29.36
Nuveen Global High (JGH) 0.0 $1.2M 76k 15.55
Axalta Coating Sys (AXTA) 0.0 $1.2M 40k 30.13
Sprott Focus Tr (FUND) 0.0 $1.3M 191k 6.74
Teladoc (TDOC) 0.0 $1.2M 18k 67.69
Everi Hldgs (EVRI) 0.0 $1.5M 180k 8.46
Aqua Metals (AQMS) 0.0 $1.9M 1.1M 1.70
Surgery Partners (SGRY) 0.0 $1.7M 236k 7.38
Quorum Health 0.0 $1.2M 1.0M 1.21
Whiting Pete Corp New Note 1.250% 4/0 bond 0.0 $1.7M 1.7M 0.97
Tabula Rasa Healthcare 0.0 $1.9M 34k 54.91
Park Hotels & Resorts Inc-wi (PK) 0.0 $1.8M 71k 24.96
Dasan Zhone Solutions 0.0 $1.6M 174k 9.16
Novavax Inc note 3.750% 2/0 0.0 $1.8M 4.3M 0.41
Okta Inc cl a (OKTA) 0.0 $1.5M 15k 98.39
Dryships 0.0 $1.4M 263k 5.23
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.0 $1.7M 1.5M 1.12
Whiting Petroleum Corp 0.0 $1.5M 188k 8.03
Nebula Acqisition Corp 0.0 $1.2M 115k 10.64
Gsv Cap Corp note 4.750% 3/2 0.0 $1.4M 1.5M 0.94
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.0 $1.4M 169k 8.34
Veoneer Incorporated 0.0 $1.4M 95k 14.98
Hunt Cos Fin Tr 0.0 $1.2M 363k 3.36
Carbonite Inc note 2.500% 4/0 0.0 $1.4M 1.5M 0.95
Pinduoduo (PDD) 0.0 $1.3M 41k 32.20
Hl Acquisitions Corp 0.0 $1.2M 120k 10.20
Tkk Symphony Acquistion Cor 0.0 $1.3M 130k 10.18
Rpt Realty 0.0 $1.5M 114k 13.54
Gores Holdings Iii 0.0 $1.6M 156k 10.11
Edtechx Hldgs Acquisition 0.0 $1.7M 170k 10.15
Granite Pt Mtg Tr Inc note 6.375%10/0 0.0 $1.3M 1.3M 1.04
Ari 5.375% 10/15/23 0.0 $1.3M 1.3M 1.03
Ellington Financial Inc ellington financ (EFC) 0.0 $1.8M 98k 18.07
Iaa 0.0 $1.5M 35k 41.71
Aqua America Inc unit 04/30/2022 0.0 $1.3M 21k 60.47
Avantor (AVTR) 0.0 $1.2M 82k 14.70
Slack Technologies 0.0 $1.3M 53k 23.72
B Riley Principal Merger Cor unit 99/99/9999 0.0 $1.9M 185k 10.10
Act Ii Global Acquisition Unt 0.0 $1.9M 181k 10.38
Gx Acquisiton Unt 0.0 $1.5M 138k 11.09
Landcadia Hldgs Ii Inc cl a 0.0 $1.8M 180k 9.81
Proshares Tr Ultrapro Sht Qqq 0.0 $1.6M 50k 32.51
Replay Acquisition Corp 0.0 $1.7M 172k 9.93
Health Sciences Acqustn Corp 0.0 $1.8M 176k 10.02
Netfin Acquisition Corp shs cl a 0.0 $2.0M 200k 9.82
Fellazo 0.0 $1.5M 150k 9.96
Lear Corporation (LEA) 0.0 $1.2M 10k 117.90
Genworth Financial (GNW) 0.0 $408k 93k 4.40
Assurant (AIZ) 0.0 $775k 6.2k 125.67
Bank of America Corporation (BAC) 0.0 $501k 17k 29.13
Arthur J. Gallagher & Co. (AJG) 0.0 $401k 4.5k 89.35
Teva Pharmaceutical Industries (TEVA) 0.0 $794k 115k 6.88
Martin Marietta Materials (MLM) 0.0 $1.0M 3.7k 274.02
Bunge 0.0 $887k 16k 56.60
Dominion Resources (D) 0.0 $875k 11k 81.00
General Electric Company 0.0 $446k 50k 8.93
Cerner Corporation 0.0 $681k 10k 68.10
Continental Resources 0.0 $482k 16k 30.72
PPG Industries (PPG) 0.0 $735k 6.2k 118.45
Whirlpool Corporation (WHR) 0.0 $633k 4.0k 158.25
Vishay Intertechnology (VSH) 0.0 $614k 36k 16.91
Invacare Corporation 0.0 $773k 103k 7.50
Becton, Dickinson and (BDX) 0.0 $702k 2.8k 252.80
Helmerich & Payne (HP) 0.0 $1.0M 26k 40.06
Gartner (IT) 0.0 $632k 4.4k 142.99
Capital One Financial (COF) 0.0 $909k 10k 90.90
Occidental Petroleum Corporation (OXY) 0.0 $444k 10k 44.40
Texas Instruments Incorporated (TXN) 0.0 $646k 5.0k 129.20
Encana Corp 0.0 $659k 144k 4.59
Canadian Natural Resources (CNQ) 0.0 $882k 33k 26.60
Visa (V) 0.0 $1.0M 6.0k 172.00
Hilltop Holdings (HTH) 0.0 $597k 25k 23.88
D.R. Horton (DHI) 0.0 $474k 9.0k 52.67
Eagle Materials (EXP) 0.0 $900k 10k 90.00
Beacon Roofing Supply (BECN) 0.0 $505k 15k 33.49
Mueller Industries (MLI) 0.0 $801k 28k 28.64
Central Securities (CET) 0.0 $508k 16k 31.36
Louisiana-Pacific Corporation (LPX) 0.0 $417k 17k 24.53
Juniper Networks (JNPR) 0.0 $401k 16k 24.73
Tenne 0.0 $1.0M 82k 12.51
Invesco (IVZ) 0.0 $1.0M 60k 16.94
Baidu (BIDU) 0.0 $437k 4.3k 102.75
Enbridge (ENB) 0.0 $1.2M 33k 35.06
Meritage Homes Corporation (MTH) 0.0 $408k 5.8k 70.34
Ez (EZPW) 0.0 $939k 146k 6.45
Iridium Communications (IRDM) 0.0 $504k 24k 21.25
PennantPark Investment (PNNT) 0.0 $661k 106k 6.26
Quest Diagnostics Incorporated (DGX) 0.0 $1.1M 9.9k 106.96
Semtech Corporation (SMTC) 0.0 $486k 10k 48.60
TTM Technologies (TTMI) 0.0 $435k 36k 12.18
Cree 0.0 $416k 8.5k 48.94
Denbury Resources 0.0 $979k 822k 1.19
NuVasive 0.0 $741k 12k 63.33
Team 0.0 $902k 50k 18.04
Wabtec Corporation (WAB) 0.0 $1.1M 15k 71.80
Cambrex Corporation 0.0 $400k 6.7k 59.42
CONMED Corporation (CNMD) 0.0 $1.1M 12k 96.13
Open Text Corp (OTEX) 0.0 $668k 16k 40.75
Revlon 0.0 $915k 39k 23.46
Ametek (AME) 0.0 $918k 10k 91.80
Allegheny Technologies Incorporated (ATI) 0.0 $963k 48k 20.23
Federal Realty Inv. Trust 0.0 $417k 3.1k 135.83
Prospect Capital Corporation (PSEC) 0.0 $800k 122k 6.58
Morgan Stanley China A Share Fund (CAF) 0.0 $492k 24k 20.44
Navistar International Corporation 0.0 $508k 18k 28.07
CalAmp 0.0 $587k 51k 11.51
New Gold Inc Cda (NGD) 0.0 $476k 471k 1.01
SM Energy (SM) 0.0 $1.1M 110k 9.68
Blackrock Kelso Capital 0.0 $680k 136k 5.01
Suncor Energy (SU) 0.0 $789k 25k 31.56
Arlington Asset Investment 0.0 $1.0M 191k 5.49
Weingarten Realty Investors 0.0 $1.1M 38k 29.11
Unisys Corporation (UIS) 0.0 $661k 90k 7.34
Utilities SPDR (XLU) 0.0 $1.1M 17k 64.70
Udr (UDR) 0.0 $1.1M 22k 48.46
China Fund (CHN) 0.0 $592k 31k 19.39
Ironwood Pharmaceuticals (IRWD) 0.0 $940k 110k 8.58
Amarin Corporation (AMRN) 0.0 $805k 53k 15.14
Nxp Semiconductors N V (NXPI) 0.0 $825k 7.6k 109.05
Quad/Graphics (QUAD) 0.0 $539k 51k 10.50
8x8 (EGHT) 0.0 $1.0M 50k 20.72
Aberdeen Australia Equity Fund (IAF) 0.0 $837k 160k 5.22
Alerian Mlp Etf 0.0 $914k 100k 9.14
New Germany Fund (GF) 0.0 $402k 29k 13.86
Korea (KF) 0.0 $761k 28k 27.41
Cadiz (CDZI) 0.0 $466k 37k 12.49
Kratos Defense & Security Solutions (KTOS) 0.0 $1.0M 57k 18.58
Omeros Corporation (OMER) 0.0 $644k 40k 16.33
Piedmont Office Realty Trust (PDM) 0.0 $1.1M 53k 20.87
Royce Value Trust (RVT) 0.0 $839k 61k 13.75
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $743k 54k 13.78
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $403k 7.7k 52.39
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $616k 49k 12.49
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $959k 228k 4.20
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $765k 70k 11.01
Nuveen Fltng Rte Incm Opp 0.0 $942k 99k 9.54
Nuveen Floating Rate Income Fund (JFR) 0.0 $773k 80k 9.71
Source Capital (SOR) 0.0 $707k 19k 36.49
Blackrock Munivest Fund II (MVT) 0.0 $539k 37k 14.70
BlackRock MuniYield Pennsylvania Insured (MPA) 0.0 $1.1M 79k 14.20
Japan Smaller Capitalizaion Fund (JOF) 0.0 $1.0M 116k 8.77
Nuveen Senior Income Fund 0.0 $467k 81k 5.77
Pioneer Municipal High Income Advantage (MAV) 0.0 $914k 84k 10.94
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.0 $679k 59k 11.58
BlackRock MuniVest Fund (MVF) 0.0 $594k 65k 9.19
BlackRock MuniHolding Insured Investm 0.0 $760k 56k 13.53
Macquarie/First Trust Global Infrstrctre (MFD) 0.0 $1.0M 105k 9.90
Nuveen Maryland Premium Income Municipal 0.0 $585k 44k 13.33
Gain Capital Holdings 0.0 $755k 143k 5.28
BlackRock Insured Municipal Income Trust (BYM) 0.0 $521k 37k 14.15
Blackrock MuniHoldings Insured 0.0 $709k 55k 12.79
Western Asset Intm Muni Fd I (SBI) 0.0 $447k 49k 9.16
Semgroup Corp cl a 0.0 $711k 44k 16.33
Swiss Helvetia Fund (SWZ) 0.0 $1.1M 131k 8.03
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $476k 48k 9.85
John Hancock Tax Adva Glbl Share. Yld (HTY) 0.0 $786k 115k 6.83
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $486k 34k 14.45
Visteon Corporation (VC) 0.0 $660k 8.0k 82.50
BlackRock MuniYield Insured Investment 0.0 $434k 31k 13.84
Mexico Fund (MXF) 0.0 $853k 65k 13.04
Taiwan Fund (TWN) 0.0 $487k 26k 18.43
Delaware Inv Mn Mun Inc Fd I 0.0 $659k 50k 13.10
Nuveen Texas Quality Income Municipal 0.0 $665k 48k 13.89
Celsius Holdings (CELH) 0.0 $1.1M 327k 3.47
Lazard World Dividend & Income Fund 0.0 $911k 98k 9.34
Nuveen Arizona Premium Income Mun (NAZ) 0.0 $434k 32k 13.46
Nuveen Conn Prem Income Mun sh ben int 0.0 $589k 44k 13.42
Old Line Bancshares 0.0 $934k 32k 29.01
Insmed (INSM) 0.0 $880k 50k 17.64
Apollo Sr Floating Rate Fd I (AFT) 0.0 $619k 42k 14.83
Gnc Holdings Inc Cl A 0.0 $541k 253k 2.14
Nuveen Sht Dur Cr Opp 0.0 $455k 30k 14.96
Post Holdings Inc Common (POST) 0.0 $709k 6.7k 105.82
Western Asset Mortgage cmn 0.0 $464k 48k 9.64
Tortoise Energy equity 0.0 $611k 148k 4.13
Beazer Homes Usa (BZH) 0.0 $1.2M 79k 14.89
Epr Properties (EPR) 0.0 $731k 9.5k 76.76
Madison Covered Call Eq Strat (MCN) 0.0 $789k 124k 6.39
Taylor Morrison Hom (TMHC) 0.0 $573k 22k 25.93
Gw Pharmaceuticals Plc ads 0.0 $1.0M 9.0k 115.00
Gogo (GOGO) 0.0 $877k 146k 6.02
Royce Global Value Tr (RGT) 0.0 $438k 43k 10.12
Antero Res (AR) 0.0 $1.1M 369k 3.02
Graham Hldgs (GHC) 0.0 $663k 1.0k 663.00
Fs Investment Corporation 0.0 $888k 152k 5.83
Ultra Short Russell 2000 0.0 $663k 44k 15.19
Voya Emerging Markets High I etf (IHD) 0.0 $768k 107k 7.16
Voya Natural Res Eq Inc Fund 0.0 $689k 176k 3.92
Voya Prime Rate Trust sh ben int 0.0 $898k 191k 4.71
Japan Equity Fund ietf (JEQ) 0.0 $559k 77k 7.28
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.0 $591k 57k 10.32
Synovus Finl (SNV) 0.0 $437k 12k 35.73
Rayonier Advanced Matls (RYAM) 0.0 $627k 145k 4.32
Gabelli mutual funds - (GGZ) 0.0 $437k 39k 11.12
Voya International Div Equity Income 0.0 $436k 83k 5.25
Michaels Cos Inc/the 0.0 $997k 102k 9.78
Entegra Financial Corp Restric 0.0 $640k 21k 30.00
New Relic 0.0 $485k 7.9k 61.39
Iron Mountain (IRM) 0.0 $600k 19k 32.36
Vistaoutdoor (VSTO) 0.0 $443k 72k 6.19
Spark Therapeutics 0.0 $1.2M 12k 96.90
Invitae (NVTAQ) 0.0 $1.2M 61k 19.27
Great Ajax Corp reit (AJX) 0.0 $994k 64k 15.49
Party City Hold 0.0 $1.1M 200k 5.71
Lexicon Pharmaceuticals (LXRX) 0.0 $743k 247k 3.01
Westrock (WRK) 0.0 $546k 15k 36.40
Vareit, Inc reits 0.0 $401k 41k 9.77
Viavi Solutions Inc equities (VIAV) 0.0 $481k 34k 13.98
First Tr Dynamic Europe Eqt 0.0 $622k 46k 13.55
Ferroglobe (GSM) 0.0 $505k 447k 1.13
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $408k 15k 26.50
Market Vectors Etf Tr Oil Svcs 0.0 $1.0M 88k 11.75
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.0 $600k 17k 36.22
Fortive (FTV) 0.0 $425k 6.2k 68.55
Washington Prime Group 0.0 $683k 165k 4.14
Tpi Composites (TPIC) 0.0 $750k 40k 18.75
Lions Gate Entmnt Corp cl a vtg (LGF.A) 0.0 $569k 62k 9.24
Rh (RH) 0.0 $791k 4.6k 170.80
Alteryx 0.0 $709k 6.6k 107.42
Canada Goose Holdings Inc shs sub vtg (GOOS) 0.0 $538k 12k 43.93
Virtus Total Return Fund cf 0.0 $837k 74k 11.26
Frontier Communication 0.0 $470k 540k 0.87
Peabody Energy (BTU) 0.0 $1.1M 74k 14.71
Warrior Met Coal (HCC) 0.0 $1.1M 59k 19.47
Ssr Mining (SSRM) 0.0 $550k 38k 14.51
Immunogen Inc bond 0.0 $1.1M 1.1M 0.96
Tidewater (TDW) 0.0 $1.0M 68k 15.06
Redfin Corp (RDFN) 0.0 $1.1M 64k 16.83
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 0.0 $1.0M 1.0M 1.02
Oaktree Specialty Lending Corp 0.0 $677k 131k 5.18
Qudian (QD) 0.0 $714k 104k 6.88
Encompass Health Corp (EHC) 0.0 $569k 9.0k 63.25
Leisure Acquisition Corp unit 99/99/9999 0.0 $422k 40k 10.66
Regalwood Global Energy Ltd unit 99/99/9999 0.0 $1.0M 100k 10.48
Berry Pete Corp (BRY) 0.0 $694k 74k 9.35
Broadcom (AVGO) 0.0 $822k 3.0k 276.02
Opes Acquisition Corp 0.0 $404k 39k 10.36
Gordon Pointe Acquisition 0.0 $732k 70k 10.46
Opes Acquisition Corp unit 03/07/2023 0.0 $418k 40k 10.45
Mcdermott International Inc mcdermott intl 0.0 $647k 320k 2.02
Trinity Merger Corp 0.0 $477k 41k 11.67
Proshares Tr ultrapro short s 0.0 $613k 24k 25.97
Pure Acquisition Corp cl a 0.0 $666k 65k 10.25
Lf Cap Acquisition Corp unit 06/19/2025 0.0 $1.1M 100k 10.58
New Frontier Corp unit 99/99/9999 0.0 $1.1M 100k 10.75
Proshares Ultrashort Qqq etf 0.0 $433k 14k 30.02
High Income Secs Fd Shs Ben Int cef (PCF) 0.0 $433k 51k 8.49
Clearway Energy Inc cl c (CWEN) 0.0 $524k 29k 18.23
Pyx 0.0 $443k 34k 13.07
Bloom Energy Corp (BE) 0.0 $1.1M 330k 3.25
Greenland Acquisitin Corpora 0.0 $609k 59k 10.34
Tkk Symphony Acquisition Cor unit 08/15/2023 0.0 $1.0M 100k 10.34
Spartan Energy Acquisition Cl A Unt 0.0 $837k 81k 10.36
Site Centers Corp (SITC) 0.0 $647k 43k 15.09
Gores Holdings Iii Inc unit 09/07/2024 0.0 $923k 88k 10.55
Tottenham Acquisition I Ltd unit 05/06/2025 0.0 $724k 69k 10.49
Ready Capital 7.0-srnts 8/2023 p 0.0 $712k 26k 27.11
Kosmos Energy (KOS) 0.0 $819k 131k 6.24
Graf Industrial Corp 0.0 $458k 46k 10.07
Graf Industrial Red Unt 0.0 $412k 40k 10.30
Arya Sciences Acquisition Co unit 10/04/2023 0.0 $468k 43k 10.93
Fintech Acquisition Corp Iii unit 12/01/2023 0.0 $1.1M 100k 10.67
Edtechx Holdings Acquisition unit 12/31/2025 0.0 $1.0M 100k 10.36
Longevity Acquisition Corp ord 0.0 $618k 60k 10.30
Dd3 Acquisition Corp 0.0 $1.0M 100k 10.15
Amci Acquisition Corp class a 0.0 $580k 58k 10.02
Danaher Corporation 4.75 mnd cv p 0.0 $455k 400.00 1137.50
Crescent Acquisition Corp unit 99/99/9999 0.0 $1.0M 100k 10.16
Gores Metropoulos Inc unit 99/99/9999 0.0 $637k 60k 10.60
Rmg Acquisition Corp unit 99/99/9999 0.0 $403k 40k 10.07
Tortoise Acquisition Corp unit 03/04/2024 0.0 $542k 54k 10.07
Tuscan Holdings Corp unit 99/99/9999 0.0 $1.1M 100k 10.69
Avedro 0.0 $848k 37k 22.68
Tronox Holdings (TROX) 0.0 $818k 99k 8.29
Boxwood Merger Corp 0.0 $785k 78k 10.07
Andina Acquisition Corp Iii unit 09/24/2020 0.0 $522k 50k 10.48
Insurance Acquisition Corp unit 03/31/2024 0.0 $443k 43k 10.40
Gores Metropoulos 0.0 $776k 77k 10.09
Novavax (NVAX) 0.0 $688k 137k 5.02
Cornerstone Buil 0.0 $684k 113k 6.04
Dupont De Nemours (DD) 0.0 $1.1M 16k 71.25
Vertical Cap Income Fund shs ben int (CCIF) 0.0 $949k 89k 10.67
Gigcapital2 Inc unit 02/28/2026 0.0 $618k 60k 10.30
Proficient Alpha Acqustn Cor unit 04/30/2026 (PAACU) 0.0 $400k 40k 10.00
Cambium Networks Corp (CMBM) 0.0 $430k 44k 9.68
Health Sciences Acqustn Corp unit 04/01/2024 0.0 $700k 65k 10.73
Hennessy Cap Acqustion Corp Cl A 0.0 $600k 60k 10.00
Ww Intl (WW) 0.0 $501k 13k 37.65
Southern Co unit 08/01/2022 0.0 $486k 9.1k 53.41
Pivotal Acq Corp Ii 0.0 $988k 100k 9.88
South Mtn Merger Corp 0.0 $980k 100k 9.80
Haymaker Acquisition Corp Ii *w exp 10/31/202 0.0 $465k 310k 1.50
Silver Spike Acquisition Unt 0.0 $1.0M 100k 10.09
Netfin Acquisition Corp unit 08/01/2024 0.0 $605k 60k 10.08
Orisun Acquisition Corp unit 99/99/9999 0.0 $400k 40k 10.00
Loews Corporation (L) 0.0 $79k 1.6k 50.97
Packaging Corporation of America (PKG) 0.0 $202k 1.9k 105.93
Hasbro (HAS) 0.0 $70k 598.00 117.06
Cme (CME) 0.0 $316k 1.5k 211.09
Lincoln National Corporation (LNC) 0.0 $40k 675.00 59.26
People's United Financial 0.0 $158k 10k 15.61
Cabot Oil & Gas Corporation (CTRA) 0.0 $243k 14k 17.53
Ecolab (ECL) 0.0 $200k 1.0k 197.24
McDonald's Corporation (MCD) 0.0 $71k 333.00 213.21
Home Depot (HD) 0.0 $78k 338.00 230.77
Tractor Supply Company (TSCO) 0.0 $70k 780.00 89.74
Abbott Laboratories (ABT) 0.0 $302k 3.6k 83.52
Johnson & Johnson (JNJ) 0.0 $297k 2.3k 129.07
Eli Lilly & Co. (LLY) 0.0 $59k 536.00 110.07
Pfizer (PFE) 0.0 $58k 1.6k 35.37
Norfolk Southern (NSC) 0.0 $157k 876.00 179.22
Pulte (PHM) 0.0 $71k 2.0k 36.17
India Fund (IFN) 0.0 $62k 3.0k 20.44
Apache Corporation 0.0 $0 12.00 0.00
CarMax (KMX) 0.0 $50k 570.00 87.72
Cummins (CMI) 0.0 $13k 81.00 160.49
Genuine Parts Company (GPC) 0.0 $71k 721.00 98.47
H&R Block (HRB) 0.0 $70k 3.0k 23.36
Hillenbrand (HI) 0.0 $77k 2.5k 30.80
Kohl's Corporation (KSS) 0.0 $71k 1.4k 49.58
LKQ Corporation (LKQ) 0.0 $70k 2.2k 31.31
Leggett & Platt (LEG) 0.0 $70k 1.7k 40.46
Public Storage (PSA) 0.0 $178k 728.00 244.51
V.F. Corporation (VFC) 0.0 $21k 237.00 88.61
Avery Dennison Corporation (AVY) 0.0 $201k 1.8k 113.30
Nordstrom (JWN) 0.0 $73k 2.2k 33.55
Ross Stores (ROST) 0.0 $71k 655.00 108.40
Tiffany & Co. 0.0 $71k 772.00 91.97
Akamai Technologies (AKAM) 0.0 $0 2.00 0.00
Avista Corporation (AVA) 0.0 $136k 2.8k 48.19
Newell Rubbermaid (NWL) 0.0 $224k 12k 18.67
Autoliv (ALV) 0.0 $173k 2.2k 78.64
Hanesbrands (HBI) 0.0 $72k 4.8k 15.13
Laboratory Corp. of America Holdings (LH) 0.0 $179k 1.1k 167.29
Las Vegas Sands (LVS) 0.0 $999.920000 29.00 34.48
Darden Restaurants (DRI) 0.0 $70k 597.00 117.25
Foot Locker (FL) 0.0 $74k 1.7k 42.92
Equity Residential (EQR) 0.0 $40k 469.00 85.29
AstraZeneca (AZN) 0.0 $166k 3.7k 44.39
Valero Energy Corporation (VLO) 0.0 $5.0k 62.00 80.65
Campbell Soup Company (CPB) 0.0 $187k 4.0k 46.75
Thermo Fisher Scientific (TMO) 0.0 $301k 1.0k 291.10
Yum! Brands (YUM) 0.0 $71k 627.00 113.24
Air Products & Chemicals (APD) 0.0 $200k 903.00 221.48
Sotheby's 0.0 $176k 3.1k 56.94
Cemex SAB de CV (CX) 0.0 $220k 56k 3.90
ConocoPhillips (COP) 0.0 $74k 1.3k 56.49
eBay (EBAY) 0.0 $69k 1.8k 38.46
Macy's (M) 0.0 $71k 4.6k 15.47
Merck & Co (MRK) 0.0 $301k 3.6k 84.08
Nextera Energy (NEE) 0.0 $63k 272.00 231.62
Nike (NKE) 0.0 $40k 428.00 93.46
Procter & Gamble Company (PG) 0.0 $154k 1.2k 123.99
Schlumberger (SLB) 0.0 $341k 10k 34.10
American Electric Power Company (AEP) 0.0 $267k 2.9k 93.55
Gap (GPS) 0.0 $71k 4.1k 17.31
Weyerhaeuser Company (WY) 0.0 $999.960000 39.00 25.64
Agilent Technologies Inc C ommon (A) 0.0 $298k 3.9k 76.53
Qualcomm (QCOM) 0.0 $79k 1.0k 75.53
iShares MSCI EAFE Index Fund (EFA) 0.0 $59k 910.00 64.84
Ford Motor Company (F) 0.0 $64k 7.2k 8.82
Gilead Sciences (GILD) 0.0 $999.970000 19.00 52.63
TJX Companies (TJX) 0.0 $71k 1.3k 55.51
Lowe's Companies (LOW) 0.0 $70k 638.00 109.72
Marriott International (MAR) 0.0 $71k 572.00 124.13
SL Green Realty 0.0 $160k 2.0k 81.59
Dollar Tree (DLTR) 0.0 $71k 624.00 113.78
Greenlight Capital Re Ltd cl a (GLRE) 0.0 $51k 4.9k 10.41
Encore Capital (ECPG) 0.0 $183k 5.5k 33.20
Advance Auto Parts (AAP) 0.0 $72k 440.00 163.64
AutoZone (AZO) 0.0 $48k 45.00 1066.67
Ii-vi 0.0 $206k 5.9k 35.07
Vornado Realty Trust (VNO) 0.0 $81k 1.3k 63.48
Solar Cap (SLRC) 0.0 $170k 8.3k 20.57
Alliance Data Systems Corporation (BFH) 0.0 $51k 400.00 127.50
First Solar (FSLR) 0.0 $2.0k 39.00 51.28
Pioneer Natural Resources (PXD) 0.0 $238k 1.9k 125.26
Amazon (AMZN) 0.0 $72k 42.00 1714.29
Lannett Company 0.0 $183k 16k 11.19
Lexington Realty Trust (LXP) 0.0 $190k 19k 10.22
Ventas (VTR) 0.0 $119k 1.6k 72.69
Mueller Water Products (MWA) 0.0 $174k 16k 11.23
Newpark Resources (NR) 0.0 $302k 40k 7.59
Owens-Illinois 0.0 $58k 5.7k 10.18
Sanderson Farms 0.0 $121k 800.00 151.25
Seagate Technology Com Stk 0.0 $323k 6.0k 53.65
Tutor Perini Corporation (TPC) 0.0 $223k 16k 14.29
Perficient (PRFT) 0.0 $38k 1.0k 38.00
World Wrestling Entertainment 0.0 $292k 4.2k 70.00
Chipotle Mexican Grill (CMG) 0.0 $71k 85.00 835.29
Concho Resources 0.0 $203k 3.0k 67.67
Deutsche Bank Ag-registered (DB) 0.0 $147k 20k 7.50
Essex Property Trust (ESS) 0.0 $139k 428.00 324.77
Exelixis (EXEL) 0.0 $0 23.00 0.00
Kilroy Realty Corporation (KRC) 0.0 $234k 3.0k 77.69
M/I Homes (MHO) 0.0 $56k 1.5k 37.33
Mobile Mini 0.0 $368k 10k 36.80
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.0 $73k 295.00 247.46
Universal Insurance Holdings (UVE) 0.0 $999.810000 63.00 15.87
AK Steel Holding Corporation 0.0 $92k 41k 2.24
Hexcel Corporation (HXL) 0.0 $139k 1.7k 81.67
Lennox International (LII) 0.0 $191k 789.00 242.08
Cheniere Energy (LNG) 0.0 $0 3.00 0.00
MGM Resorts International. (MGM) 0.0 $69k 2.5k 27.48
Triumph (TGI) 0.0 $211k 9.3k 22.78
Alexandria Real Estate Equities (ARE) 0.0 $19k 129.00 147.29
Axt (AXTI) 0.0 $178k 50k 3.54
Hercules Technology Growth Capital (HTGC) 0.0 $348k 26k 13.37
iShares Gold Trust 0.0 $18k 1.3k 13.85
United Community Financial 0.0 $2.0k 202.00 9.90
Gran Tierra Energy 0.0 $198k 159k 1.24
Mednax (MD) 0.0 $52k 2.3k 22.61
PROS Holdings (PRO) 0.0 $218k 3.7k 59.40
Unit Corporation 0.0 $239k 71k 3.37
Macerich Company (MAC) 0.0 $196k 6.2k 31.52
Boston Properties (BXP) 0.0 $139k 1.1k 129.54
Amicus Therapeutics (FOLD) 0.0 $31k 4.0k 7.85
Ball Corporation (BALL) 0.0 $197k 2.7k 72.56
CBL & Associates Properties 0.0 $36k 29k 1.26
Kimco Realty Corporation (KIM) 0.0 $121k 5.8k 20.72
Regency Centers Corporation (REG) 0.0 $61k 881.00 69.24
Signet Jewelers (SIG) 0.0 $8.0k 511.00 15.66
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $269k 1.0k 269.00
Vonage Holdings 0.0 $326k 29k 11.28
Dollar General (DG) 0.0 $70k 444.00 157.66
Spectrum Pharmaceuticals 0.0 $0 109.00 0.00
Colfax Corporation 0.0 $349k 12k 29.05
Garmin (GRMN) 0.0 $70k 837.00 83.63
iShares Silver Trust (SLV) 0.0 $125k 7.9k 15.86
SPDR S&P Oil & Gas Explore & Prod. 0.0 $360k 16k 22.33
QEP Resources 0.0 $5.0k 1.5k 3.33
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $180k 24k 7.44
On Track Innovations 0.0 $9.0k 30k 0.30
iShares Russell Midcap Growth Idx. (IWP) 0.0 $162k 1.1k 141.24
BlackRock Enhanced Government Fund (EGF) 0.0 $98k 7.6k 12.84
Blackrock Muniholdings Insured Fund II (MUE) 0.0 $268k 21k 12.74
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $52k 3.6k 14.51
eMagin Corporation 0.0 $97k 248k 0.39
Franklin Templeton (FTF) 0.0 $1.0k 200.00 5.00
Opko Health (OPK) 0.0 $13k 8.2k 1.58
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.0 $296k 28k 10.41
Atlantic Power Corporation 0.0 $51k 22k 2.34
O'reilly Automotive (ORLY) 0.0 $71k 179.00 396.65
Pacific Biosciences of California (PACB) 0.0 $273k 53k 5.14
Chesapeake Enrgy Cvt Ppd 4.50 cv p 0.0 $260k 6.1k 42.79
New America High Income Fund I (HYB) 0.0 $56k 6.4k 8.77
General American Investors (GAM) 0.0 $310k 8.5k 36.34
iShares MSCI Germany Index Fund (EWG) 0.0 $269k 10k 26.86
RMR Asia Pacific Real Estate Fund 0.0 $191k 9.4k 20.32
Eaton Vance Senior Income Trust (EVF) 0.0 $300k 49k 6.11
HudBay Minerals (HBM) 0.0 $367k 102k 3.60
Lazard Global Total Return & Income Fund (LGI) 0.0 $59k 3.8k 15.62
Templeton Emerging Markets Income Fund (TEI) 0.0 $90k 9.9k 9.06
BlackRock MuniHoldings Fund (MHD) 0.0 $338k 21k 16.38
Blackrock Muniholdings Fund II 0.0 $295k 20k 15.06
Blackrock Muniyield Ariz 0.0 $176k 13k 13.90
Central Europe and Russia Fund (CEE) 0.0 $330k 13k 25.95
First Tr/aberdeen Emerg Opt 0.0 $287k 22k 13.22
Invesco Van Kampen High Inc Trust II (VLT) 0.0 $262k 18k 14.30
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $372k 27k 13.57
MFS Municipal Income Trust (MFM) 0.0 $19k 2.8k 6.75
Neuberger Berman NY Int Mun Common 0.0 $205k 17k 12.45
Western Asset Municipal Hgh Incm Fnd (MHF) 0.0 $3.0k 400.00 7.50
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $202k 22k 9.11
Clough Global Equity Fund closed-end fund (GLQ) 0.0 $276k 24k 11.46
Nuveen Tax-Advantaged Total Return Strat 0.0 $323k 29k 11.26
Nuveen Enhanced Mun Value 0.0 $64k 4.5k 14.12
MFS High Yield Municipal Trust (CMU) 0.0 $265k 57k 4.68
Pimco NY Muni. Income Fund III (PYN) 0.0 $16k 1.8k 9.12
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $206k 15k 14.09
Blackrock Muniyield California Ins Fund 0.0 $381k 27k 14.38
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $134k 9.5k 14.14
Morgan Stanley Emerging Markets Debt (MSD) 0.0 $294k 32k 9.17
Nuveen NY Select Tax-Free Income Portfol (NXN) 0.0 $5.0k 388.00 12.89
Nuveen Michigan Qlity Incom Municipal 0.0 $6.0k 473.00 12.68
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.0 $239k 17k 14.02
New Ireland Fund 0.0 $203k 24k 8.55
Nuveen New York Mun Value 0.0 $98k 6.9k 14.13
Nuveen Ga Div Adv Mun Fd 2 0.0 $261k 21k 12.41
BlackRock Insured Municipal Income Inves 0.0 $253k 18k 14.33
John Hancock Income Securities Trust (JHS) 0.0 $111k 7.7k 14.38
Nuveen Pa Mun Value 0.0 $2.0k 206.00 9.71
BlackRock MuniYield Investment Fund 0.0 $174k 12k 14.30
Blackrock Md Municipal Bond 0.0 $104k 7.2k 14.36
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.0 $71k 5.3k 13.28
Eagle Cap Growth (GRF) 0.0 $44k 5.6k 7.85
Nuveen Mun Value Fd 2 (NUW) 0.0 $305k 19k 16.53
Nuveen New Jersey Mun Value 0.0 $65k 4.8k 13.65
Kinder Morgan (KMI) 0.0 $7.0k 344.00 20.35
Hca Holdings (HCA) 0.0 $295k 2.5k 120.36
THE GDL FUND Closed-End fund (GDL) 0.0 $80k 8.7k 9.15
Just Energy Group 0.0 $90k 38k 2.36
Mam Software Group 0.0 $275k 23k 12.04
Amc Networks Inc Cl A (AMCX) 0.0 $235k 4.8k 48.96
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $369k 49k 7.47
Pennantpark Floating Rate Capi (PFLT) 0.0 $287k 25k 11.60
New Mountain Finance Corp (NMFC) 0.0 $285k 21k 13.60
John Hancock Hdg Eq & Inc (HEQ) 0.0 $43k 3.2k 13.58
Ralph Lauren Corp (RL) 0.0 $9.0k 104.00 86.54
Fidus Invt (FDUS) 0.0 $232k 16k 14.82
Wpx Energy 0.0 $4.0k 434.00 9.22
Newlink Genetics Corporation 0.0 $0 2.00 0.00
Zynga 0.0 $53k 9.2k 5.76
Supernus Pharmaceuticals (SUPN) 0.0 $46k 1.7k 26.98
Forum Energy Technolo 0.0 $4.8k 3.8k 1.25
Servicenow (NOW) 0.0 $37k 147.00 251.70
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.0 $31k 1.3k 23.05
Palo Alto Networks (PANW) 0.0 $244k 1.2k 203.33
Dividend & Income Fund (BXSY) 0.0 $89k 7.5k 11.94
Whitehorse Finance (WHF) 0.0 $146k 11k 13.88
Diamondback Energy (FANG) 0.0 $179k 2.0k 89.50
Stellus Capital Investment (SCM) 0.0 $133k 9.8k 13.59
Accelr8 Technology 0.0 $37k 2.0k 18.50
Allianzgi Conv & Inc Fd taxable cef 0.0 $293k 52k 5.63
Monroe Cap (MRCC) 0.0 $262k 25k 10.54
Ares Dynamic Cr Allocation (ARDC) 0.0 $51k 3.4k 14.86
L Brands 0.0 $74k 3.8k 19.43
Allianzgi Conv & Income Fd I 0.0 $229k 46k 5.03
Zoetis Inc Cl A (ZTS) 0.0 $300k 2.4k 124.58
Norwegian Cruise Line Hldgs (NCLH) 0.0 $10k 211.00 47.39
Ambac Finl (AMBC) 0.0 $100k 5.1k 19.49
Bluebird Bio (BLUE) 0.0 $8.0k 88.00 90.91
Ringcentral (RNG) 0.0 $238k 1.9k 125.26
Applied Optoelectronics (AAOI) 0.0 $273k 24k 11.19
Center Coast Mlp And Infrastructure unit 0.0 $264k 37k 7.10
Commscope Hldg (COMM) 0.0 $393k 34k 11.73
Par Petroleum (PARR) 0.0 $342k 15k 22.83
Retrophin 0.0 $18k 1.6k 11.25
Knowles (KN) 0.0 $156k 7.7k 20.26
Nuveen All Cap Ene Mlp Opport mf 0.0 $288k 51k 5.69
Flexion Therapeutics 0.0 $34k 2.5k 13.60
United Financial Ban 0.0 $6.0k 500.00 12.00
Now (DNOW) 0.0 $310k 27k 11.46
Grubhub 0.0 $4.0k 77.00 51.95
Inovio Pharmaceuticals 0.0 $14k 7.2k 1.94
Jd (JD) 0.0 $189k 6.7k 28.21
Timkensteel (MTUS) 0.0 $6.0k 1.0k 6.00
Zendesk 0.0 $116k 1.6k 72.50
Alder Biopharmaceuticals 0.0 $284k 15k 18.81
Hc2 Holdings 0.0 $58k 25k 2.32
Wheeler Real Estate Invt Tr cv pfd ser b (WHLRP) 0.0 $282k 24k 11.84
Alibaba Group Holding (BABA) 0.0 $245k 1.5k 166.67
Cimpress N V Shs Euro 0.0 $131k 1.0k 131.00
Csi Compress (CCLP) 0.0 $267k 90k 2.95
Liberty Broadband Cl C (LBRDK) 0.0 $177k 1.7k 104.12
Cornerstone Total Rtrn Fd In (CRF) 0.0 $51k 4.7k 10.89
Dermira 0.0 $326k 51k 6.38
Store Capital Corp reit 0.0 $48k 1.3k 37.24
Medtronic (MDT) 0.0 $298k 2.7k 108.60
Miller Howard High Inc Eqty (HIE) 0.0 $31k 2.9k 10.77
Zillow Group Inc Cl A (ZG) 0.0 $391k 13k 29.52
Mylan Nv 0.0 $0 17.00 0.00
Blue Bird Corp (BLBD) 0.0 $9.0k 491.00 18.33
Kraft Heinz (KHC) 0.0 $4.0k 175.00 22.86
Corindus Vascular Robotics I 0.0 $17k 4.0k 4.25
Abeona Therapeutics Inc *w exp 12/19/201 0.0 $1.0k 6.7k 0.15
Welltower Inc Com reit (WELL) 0.0 $121k 1.3k 90.10
Del Taco Restaurants Inc Exp 6 warr 0.0 $86k 125k 0.69
Agrofresh Solutions wts feb 19 19 0.0 $0 30k 0.00
Cushing Energy Income 0.0 $173k 28k 6.13
Pure Storage Inc - Class A (PSTG) 0.0 $115k 6.8k 16.91
Willis Towers Watson (WTW) 0.0 $394k 2.0k 192.67
Innoviva (INVA) 0.0 $106k 10k 10.50
Natural Resource Partners miscellaneous-ltd partnerships (NRP) 0.0 $276k 11k 25.32
Western Asset Corporate Loan F 0.0 $64k 6.8k 9.37
S&p Global (SPGI) 0.0 $236k 965.00 244.56
Senseonics Hldgs (SENS) 0.0 $14k 15k 0.94
California Res Corp 0.0 $33k 3.2k 10.17
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $2.0k 6.00 333.33
Talend S A ads 0.0 $67k 2.0k 33.50
Contura Energy 0.0 $22k 790.00 27.85
Gores Hldin-cw20 equity wrt 0.0 $258k 151k 1.71
Hostess Brands 0.0 $83k 6.0k 13.83
Centennial Resource Developmen cs 0.0 $214k 47k 4.51
Blackrock Debt Strat (DSU) 0.0 $163k 15k 10.69
Hilton Worldwide Holdings (HLT) 0.0 $70k 760.00 92.11
Coupa Software 0.0 $220k 1.7k 129.41
Technipfmc (FTI) 0.0 $253k 11k 24.08
First Tr Sr Floating Rate 20 0.0 $73k 8.3k 8.81
Motif Bio Plc *w 0.0 $0 17k 0.00
Dxc Technology (DXC) 0.0 $391k 13k 29.47
Global Net Lease (GNL) 0.0 $109k 5.6k 19.37
Daseke (DSKE) 0.0 $18k 7.5k 2.38
Daseke Inc *w exp 03/31/202 0.0 $3.0k 25k 0.12
Wheeler Real Estate Investment Trust Inc cmn 0.0 $5.0k 3.3k 1.53
Rosehill Resources Inc - A warrant 0.0 $6.1k 36k 0.17
Daily Gold Miners Index Bull 3x Shs New Feb 2017 0.0 $25k 900.00 27.78
Direxion Shs Etf Tr dly jr gold 3x 0.0 $72k 4.1k 17.56
Yext (YEXT) 0.0 $317k 20k 15.85
Tcg Bdc (CGBD) 0.0 $262k 18k 14.39
Delek Us Holdings (DK) 0.0 $32k 900.00 35.56
Proshares Ultrashort S&p 500 0.0 $264k 13k 20.00
National Energy Services Reu *w exp 05/05/202 0.0 $8.0k 22k 0.37
Jbg Smith Properties (JBGS) 0.0 $151k 3.9k 39.03
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $5.1k 64k 0.08
Kbl Merger Corp Iv right 03/22/2019 0.0 $16k 94k 0.17
Venator Materials 0.0 $90k 37k 2.44
Pensare Acquisition Corp *w exp 07/27/202 0.0 $0 2.6k 0.00
Pensare Acquisition Corp right 0.0 $45k 153k 0.29
Tapestry (TPR) 0.0 $72k 2.8k 25.94
Tpg Pace Hldgs Corp w exp 99/99/999 0.0 $14k 8.9k 1.57
Tremont Mtg Tr 0.0 $111k 23k 4.85
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.0 $37k 15k 2.47
Syneos Health 0.0 $340k 6.4k 53.12
Oaktree Strategic Income Cor 0.0 $39k 4.8k 8.18
Altair Engr (ALTR) 0.0 $86k 2.5k 34.40
Sailpoint Technlgies Hldgs I 0.0 $33k 1.8k 18.33
Fgl Holdings 0.0 $34k 4.3k 7.95
Legg Mason Bw Global Income (BWG) 0.0 $315k 26k 12.09
Legacy Acquisition Corp wt 0.0 $5.1k 16k 0.31
Leisure Acquisition Corp *w exp 12/05/201 0.0 $58k 78k 0.75
Highpoint Res Corp 0.0 $58k 37k 1.57
Regalwood Global Energy 0.0 $278k 27k 10.30
Rocket Pharmaceuticals (RCKT) 0.0 $92k 7.9k 11.65
Industrial Logistics pfds, reits (ILPT) 0.0 $111k 5.3k 21.12
Blink Charging Co *w exp 01/31/202 0.0 $13k 30k 0.43
Direxion Shs Etf Tr Daily S&p Biotec 0.0 $167k 6.6k 25.30
Dfb Healthcare Acquistion Co unit 01/30/2023 0.0 $21k 2.0k 10.50
Lazydays Hldgs (GORV) 0.0 $6.0k 1.4k 4.18
Gigcapital Inc right 03/06/2020 0.0 $63k 72k 0.88
Gordon Pointe Acquisition Co w exp 07/30/202 0.0 $20k 50k 0.40
Opes Acquisition Corp w exp 01/15/202 0.0 $9.0k 50k 0.18
Nebula Acquisition Corp *w exp 03/12/202 0.0 $146k 146k 1.00
Invesco Taxable Municipal Bond otr (BAB) 0.0 $64k 2.0k 32.32
Huazhu Group (HTHT) 0.0 $16k 500.00 32.00
Invesco Cef Income Composite Etf (PCEF) 0.0 $73k 3.2k 22.55
Dws Municipal Income Cf non-tax cef (KTF) 0.0 $358k 31k 11.59
Carbon Black 0.0 $83k 3.2k 25.91
Pgim Global Short Duration H (GHY) 0.0 $41k 2.9k 14.10
Talos Energy Inc *w exp 01/01/202 0.0 $97k 100k 0.97
Pure Acquisition Corp unit 04/13/2023 0.0 $214k 20k 10.70
Twelve Seas Investment Compa unit 06/21/2023 0.0 $325k 30k 10.83
Aberdeen Global Dynamic Divd F (AGD) 0.0 $223k 23k 9.61
Invesco exchange traded (FXA) 0.0 $6.0k 100.00 60.00
Vistra Energy Corp Wt Exp 020224 0.0 $14k 7.0k 1.99
Bausch Health Companies (BHC) 0.0 $318k 16k 20.00
Dfb Healthcare Acquistion Co *w exp 04/11/202 0.0 $80k 56k 1.42
Pure Acquisition Corp *w exp 04/17/202 0.0 $18k 18k 1.03
Leo Holdings Corp *w exp 02/07/202 0.0 $106k 143k 0.74
Trinity Merger Corp *w exp 05/11/202 0.0 $295k 232k 1.27
Far Pt Acquisition Corp w exp 06/01/202 0.0 $167k 140k 1.19
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $47k 148k 0.32
Klx Energy Servics Holdngs I 0.0 $177k 21k 8.63
Blackrock Tcp Cap Corp (TCPC) 0.0 $207k 15k 13.53
Etfs Physical Platinum (PPLT) 0.0 $16k 200.00 80.00
Allegro Merger Corp 0.0 $207k 20k 10.15
Dws Strategic Municipal Income Trust (KSM) 0.0 $108k 9.1k 11.89
Falcon Minerals Corp *w exp 07/21/202 0.0 $4.0k 13k 0.30
Electrameccanica Vehs Corp *w exp 08/03/202 0.0 $6.9k 16k 0.43
Aberdeen Standard Physical Palladium Shares Etf etf (PALL) 0.0 $63k 400.00 157.50
Tenzing Acquisition Corp unit 08/24/2024 0.0 $262k 25k 10.48
Gs Acquisition Hldgs Corp *w exp 06/12/202 0.0 $308k 205k 1.50
Twelve Seas Investment Compa right 12/22/2019 0.0 $155k 418k 0.37
Twelve Seas Investment Compa *w exp 12/22/202 0.0 $53k 165k 0.32
Priority Technology Hldgs In (PRTH) 0.0 $998.640000 292.00 3.42
Greenland Acquisitin Corpora *w exp 03/03/202 0.0 $16k 85k 0.19
Adial Pharmaceuticals Inc *w exp 07/31/202 0.0 $0 627.00 0.00
Forum Merger Ii Corp warrant 0.0 $42k 71k 0.59
Megalith Finl Acquisition Co warrant 0.0 $9.0k 25k 0.36
New Frontier Corp warrant 0.0 $110k 110k 1.00
Allegro Merger Corp *w exp 01/06/202 0.0 $19k 84k 0.23
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.0 $12k 134k 0.09
Tkk Symphony Acquisition Cor right 02/20/2020 0.0 $13k 55k 0.24
Nrc Group Holdings Corp nrc group holdings corp-cw24 0.0 $297k 126k 2.36
Altus Midstream Co altus midstream co -a 0.0 $21k 7.7k 2.72
Cigna Corp (CI) 0.0 $349k 2.3k 151.54
Michael Kors Holdings Ord (CPRI) 0.0 $71k 2.2k 32.84
Sentinel Energy Svcs Inc cl a 0.0 $38k 3.7k 10.20
Boxwood Merger Unt 0.0 $130k 12k 10.66
Schultze Special Purpose Acquisi Unt 0.0 $111k 11k 10.28
Graf Indl Corp *w exp 12/31/202 0.0 $19k 50k 0.38
Dd3 Acquisition Corp unit 10/12/2023 0.0 $103k 10k 10.30
Office Pptys Income Tr Com Shs Ben Int reit (OPI) 0.0 $179k 5.9k 30.49
Mosaic Acquisition Corp *w exp 10/23/202 0.0 $197k 171k 1.15
Tidewater Inc New w exp 11/24/202 (TDW.WS) 0.0 $6.0k 8.8k 0.69
Collier Creek Holdings *w exp 99/99/999 0.0 $32k 25k 1.28
Sentinel Energy Svcs Inc *w exp 11/02/202 0.0 $23k 58k 0.40
Alberton Acquisition Corp right 10/04/2020 0.0 $2.0k 10k 0.20
Alacw Us 21 Nov 23 C11.5 w exp 04/26/202 0.0 $8.0k 72k 0.11
Ctacw Us 30 Sep 23 C11.5 w exp 04/10/202 0.0 $40k 46k 0.87
Loacw Us 31 Jul 25 C11.5 w exp 07/31/202 0.0 $4.8k 60k 0.08
Phunware 0.0 $0 555.00 0.00
Dd3 Acquisition Corp *w exp 10/20/202 0.0 $27k 80k 0.34
Amci Acquisition Corp *w exp 05/20/202 0.0 $17k 50k 0.34
Organogenesis Hldgs (ORGO) 0.0 $54k 8.3k 6.50
American Elec Pwr Co Inc unit 03/15/2022 0.0 $220k 4.0k 55.00
Target Hospitality Corp *w exp 03/15/202 0.0 $0 323.00 0.00
Advaxis 0.0 $0 119.00 0.00
Wealthbridge Acquisition Ltd *w exp 01/31/202 0.0 $4.8k 40k 0.12
Hovnanian Enterprises Inc cl a (HOV) 0.0 $351k 18k 19.20
Montage Res Corp 0.0 $236k 63k 3.78
Pivotal Acquisition Cl A Red Unt 0.0 $268k 23k 11.50
Schultze Spl Purp Acqustn Co *w exp 12/31/202 0.0 $31k 90k 0.34
Rite Aid Corporation (RADCQ) 0.0 $239k 35k 6.93
Fintech Acquisition Corp Iii *w exp 12/01/202 0.0 $91k 75k 1.21
Nio Inc bond 0.0 $280k 1.0M 0.28
Verb Techn 0.0 $75k 70k 1.07
Horizon Therapeutics 0.0 $272k 10k 27.20
Tuscan Holdings Corp tuscan holdings corp-cw26 0.0 $113k 149k 0.76
Cf Finance Acquisition Corp cf finance acquisition -cw25 0.0 $55k 85k 0.65
Monocle Acquisition Corp monocle acquisition cor-cw24 0.0 $18k 40k 0.45
Bioceres Crop Solutions Corp bioceres crop solutions-cw25 0.0 $35k 104k 0.34
Boxwood Merger Corp *w exp 11/26/202 0.0 $32k 47k 0.68
Andina Acquisition Corp Iii right 07/31/2020 0.0 $3.0k 10k 0.30
Beyond Meat (BYND) 0.0 $148k 1.0k 148.00
Direxion Shs Etf Tr Daily Finl Bear 3x Shs New etf 0.0 $350k 10k 34.52
Akerna Corp *w exp 01/30/202 (KERNW) 0.0 $100k 137k 0.73
Hennessy Cap Acqustion Corp *w exp 09/05/202 0.0 $47k 60k 0.78
Ranpak Hldgs Corp *w exp 06/03/202 0.0 $29k 39k 0.75
Trine Acquisition Corp *w exp 03/31/202 0.0 $47k 60k 0.78
Pack (PACK) 0.0 $38k 6.4k 5.96
Clarivate Analytics Plc sn (CLVT) 0.0 $29k 1.8k 16.56
Bny Mellon High Yield Strate sh ben int (DHF) 0.0 $204k 67k 3.05
B Riley Principal Merger Cor cl a 0.0 $181k 18k 9.87
Rmg Acquisition Corp *w exp 02/21/202 0.0 $5.0k 7.3k 0.68
Tortoise Acquisition Corp *w exp 03/04/202 0.0 $45k 75k 0.60
Verb Technology Co. @3.443 4/9 warrants (VERBW) 0.0 $115k 320k 0.36
8i Enterprises Acquisiti-rts rights 0.0 $99k 231k 0.43
Acamar Partners Acquisi-cw26 warrants 0.0 $37k 50k 0.74
Act Ii Global Acquisiti-cw24 warrants (ACTTW) 0.0 $46k 50k 0.92
Landcadia Holdings Ii -cw warrants 0.0 $141k 179k 0.79
Replay Acquisition -cw20 warrants 0.0 $69k 93k 0.75
Proficient Alpha Acqustn Cor *w exp 04/30/202 (PAACW) 0.0 $6.6k 110k 0.06
Proficient Alpha Acqustn Cor right 04/30/2026 0.0 $8.8k 49k 0.18
Sutter Rock Cap Corp 0.0 $285k 46k 6.24
Conyers Pk Ii Acquisition 0.0 $124k 13k 9.92
South Mtn Merger Corp *w exp 06/20/202 0.0 $63k 75k 0.84
Netfin Acquisition Corp *w exp 08/01/202 0.0 $30k 100k 0.30
Stabilis Energy (SLNG) 0.0 $23k 3.6k 6.41
Akazoo Sa *w exp 09/11/202 0.0 $0 1.0k 0.00
Sc Health Corp unit 99/99/9999 0.0 $207k 20k 10.35
Churchill Cap Corp Ii *w exp 07/02/202 0.0 $340k 226k 1.50
Dermtech Inc *w exp 08/29/202 (DMTKW) 0.0 $8.0k 67k 0.12